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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.16%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$154M
AUM Growth
+$19M
Cap. Flow
+$12.2M
Cap. Flow %
7.93%
Top 10 Hldgs %
13.74%
Holding
1,243
New
151
Increased
359
Reduced
218
Closed
110

Top Buys

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.63M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.26M
3
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.23M
4
DOC
PHYSICIANS REALTY TRUST
DOC
+$1.01M
5
THRM icon
Gentherm
THRM
+$997K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.16M
2
SPWR
SunPower Corporation Common Stock
SPWR
+$983K
3
DIS icon
Walt Disney
DIS
+$978K
4
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
+$899K
5
SYNA icon
Synaptics
SYNA
+$897K

Sector Composition

Rank Sector Weight
1 Energy 12.17%
2 Industrials 9%
3 Financials 8.09%
4 Consumer Discretionary 5.91%
5 Technology 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFD
751
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$14K 0.01%
+1,000
New +$14.5K
PLUG icon
752
Plug Power
PLUG
$2.92B
$14K 0.01%
3,000
– –
SSO icon
753
ProShares Ultra S&P500
SSO
$7.76B
$14K 0.01%
2,064
-6,048
-75% -$41.1K
UNG icon
754
United States Natural Gas Fund
UNG
$454M
$14K 0.01%
36
– –
TFCFA
755
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$14K 0.01%
400
– –
YOKU
756
DELISTED
YOUKU TUDOU INC.(CAYMAN ISLS)
YOKU
$14K 0.01%
600
– –
TEG
757
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$14K 0.01%
200
– –
RGP
758
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$14K 0.01%
448
+8
+2% +$226
CPWR
759
DELISTED
COMPUWARE CORP
CPWR
$14K 0.01%
1,562
– –
AMT icon
760
American Tower
AMT
$81.3B
$13K 0.01%
145
-305
-68% -$26.4K
BHP icon
761
BHP
BHP
$218B
$13K 0.01%
+237
New +$13.9K
EQNR icon
762
Equinor
EQNR
$96.8B
$13K 0.01%
431
– –
EWQ icon
763
iShares MSCI France ETF
EWQ
$335M
$13K 0.01%
461
– –
IGSB icon
764
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$13K 0.01%
264
– –
MCK icon
765
McKesson
MCK
$101B
$13K 0.01%
74
+20
+37% +$3.56K
NOV icon
766
NOV
NOV
$6.93B
$13K 0.01%
168
-18
-10% -$1.34K
TAL icon
767
TAL Education Group
TAL
$6.85B
$13K 0.01%
3,000
– –
TNL icon
768
Travel + Leisure Co
TNL
$4.61B
$13K 0.01%
388
– –
TPR icon
769
Tapestry
TPR
$30.8B
$13K 0.01%
+400
New +$17.2K
VCIT icon
770
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$13K 0.01%
159
– –
TEN
771
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$13K 0.01%
200
– –
RICE
772
DELISTED
Rice Energy Inc.
RICE
$13K 0.01%
450
-500
-53% -$15.1K
AHT.PRE
773
DELISTED
ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E
AHT.PRE
$13K 0.01%
500
– –
EFII
774
DELISTED
Electronics for Imaging
EFII
$13K 0.01%
300
– –
AXDX
775
DELISTED
Accelerate Diagnostics
AXDX
$12K 0.01%
47
– –
29 30
31
32 33

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2014 Portfolio in Review

As of Q2 2014, B. Riley Wealth Management held 1,243 positions worth $154M, up 14% from $135M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management deployed $12.2M of net new capital in Q2 2014, opening 151 new positions and adding to 359 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was First Trust Energy AlphaDEX Fund, an estimated $1.16M trimmed.

  • B. Riley Wealth Management's largest Q2 2014 buy was First Trust Utilities AlphaDEX Fund: 53,698 shares worth $1.28M.
  • B. Riley Wealth Management added most to First Trust Industrials/Producer Durables AlphaDEX Fund in Q2 2014, an estimated $1.63M increase.
  • B. Riley Wealth Management's biggest Q2 2014 reduction was First Trust Energy AlphaDEX Fund, cutting an estimated $1.16M.
  • B. Riley Wealth Management fully exited SunPower Corporation Common Stock in Q2 2014, selling an estimated $983K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $154M portfolio in Q2 2014.
  • B. Riley Wealth Management opened 151 new positions and closed 110 in Q2 2014.
  • B. Riley Wealth Management's portfolio value rose 14% quarter-over-quarter to $154M.

Based on B. Riley Wealth Management's 13F filing for Q2 2014, filed 17 Jul 2014.