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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
701
Trane Technologies
TT
$100B
– –
-13
Closed –
TTC icon
702
Toro Company
TTC
$8.75B
– –
-200
Closed -$6K
TTE icon
703
TotalEnergies
TTE
$195B
– –
-2,852
Closed -$140K
TWO
704
Two Harbors Investment
TWO
$1.27B
– –
-188
Closed -$14K
TXN icon
705
Texas Instruments
TXN
$252B
– –
-158
Closed -$8K
TYG
706
Tortoise Energy Infrastructure Corp
TYG
$1.09B
– –
-316
Closed -$46K
UAL icon
707
United Airlines
UAL
$39.4B
– –
-912
Closed -$48K
UAN icon
708
CVR Partners
UAN
$1.36B
– –
-100
Closed -$12K
UI icon
709
Ubiquiti
UI
$33.7B
– –
-100
Closed -$3K
UL icon
710
Unilever
UL
$137B
– –
-133
Closed -$6K
UNFI icon
711
United Natural Foods
UNFI
$3.08B
– –
-20
Closed -$1K
UNG icon
712
United States Natural Gas Fund
UNG
$456M
– –
-29
Closed -$6K
UNH icon
713
UnitedHealth
UNH
$376B
– –
-883
Closed -$107K
UPS icon
714
United Parcel Service
UPS
$88.6B
– –
-50
Closed -$4K
URI icon
715
United Rentals
URI
$67.2B
– –
-738
Closed -$64K
USO icon
716
United States Oil Fund
USO
$2.15B
– –
-47
Closed -$7K
VALE icon
717
Vale
VALE
$64.1B
– –
-3,130
Closed -$18K
VAW icon
718
Vanguard Materials ETF
VAW
$2.95B
– –
-128
Closed -$13K
VB icon
719
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
– –
-995
Closed -$120K
VBR icon
720
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
– –
-263
Closed -$28K
VCIT icon
721
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-159
Closed -$13K
VCR icon
722
Vanguard Consumer Discretionary ETF
VCR
$6.15B
– –
-45
Closed -$5K
VCSH icon
723
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-1,695
Closed -$134K
VDC icon
724
Vanguard Consumer Staples ETF
VDC
$7.97B
– –
-34
Closed -$4K
VDE icon
725
Vanguard Energy ETF
VDE
$10.1B
– –
-347
Closed -$37K
27 28
29
30 31

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.