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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
676
PIMCO Income Strategy Fund II
PFN
$703M
– –
-13,928
Closed -$133K
PLD icon
677
Prologis
PLD
$133B
– –
-2,079
Closed -$350K
PNQI icon
678
Invesco NASDAQ Internet ETF
PNQI
$551M
– –
-60,730
Closed -$1.38M
QQQE icon
679
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.38B
– –
-3,848
Closed -$328K
RC
680
Ready Capital
RC
$308M
– –
-10,626
Closed -$166K
RGEN icon
681
Repligen
RGEN
$9.25B
– –
-1,008
Closed -$267K
RILY icon
682
BRC Group Holdings
RILY
$289M
– –
-2,303
Closed -$205K
RIV
683
RiverNorth Opportunities Fund
RIV
$317M
– –
-50,985
Closed -$813K
RIVN icon
684
Rivian
RIVN
$23.2B
– –
-2,136
Closed -$221K
RMNI icon
685
Rimini Street
RMNI
$471M
– –
-52,633
Closed -$314K
ROKU icon
686
Roku
ROKU
$22.7B
– –
-1,309
Closed -$299K
SANW
687
DELISTED
S&W Seed Co
SANW
– –
-702
Closed -$36K
SCHB icon
688
Schwab US Broad Market ETF
SCHB
$44.9B
– –
-11,070
Closed -$209K
SJNK icon
689
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
– –
-22,617
Closed -$631K
SLV icon
690
iShares Silver Trust
SLV
$30.7B
– –
-10,475
Closed -$225K
SMSI icon
691
Smith Micro Software
SMSI
$16.2M
– –
-450
Closed -$89K
SNAP icon
692
Snap
SNAP
$9.01B
– –
-8,296
Closed -$390K
SPLV icon
693
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
– –
-3,498
Closed -$219K
SPOT icon
694
Spotify
SPOT
$100B
– –
-1,698
Closed -$397K
STE icon
695
Steris
STE
$23.1B
– –
-866
Closed -$211K
SVC
696
Service Properties Trust
SVC
$1.07B
– –
-3,000
Closed -$132K
TAP icon
697
Molson Coors Class B
TAP
$8.1B
– –
-4,822
Closed -$223K
TDOC icon
698
Teladoc Health
TDOC
$1.3B
– –
-2,779
Closed -$255K
TEAM icon
699
Atlassian
TEAM
$37.8B
– –
-567
Closed -$216K
TEL icon
700
TE Connectivity
TEL
$62.6B
– –
-1,370
Closed -$221K
25 26 27
28
29

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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.