BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+3.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
721
New
Increased
Reduced
Closed

Top Buys

1
+$6.4M
2
+$5.17M
3
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

1
+$95M
2
+$15.7M
3
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
676
DexCom
DXCM
$24.2B
– –
-2,376
EEM icon
677
iShares MSCI Emerging Markets ETF
EEM
$27.6B
– –
-4,157
FAAR icon
678
First Trust Alternative Absolute Return Strategy ETF
FAAR
$165M
– –
-44,131
FDUS icon
679
Fidus Investment
FDUS
$695M
– –
-11,500
GDL
680
GDL Fund
GDL
$92.7M
– –
-11,933
HOOD icon
681
Robinhood
HOOD
$75.1B
– –
-15,500
LDSF icon
682
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
– –
-35,653
LDUR icon
683
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
– –
-2,181
LGH icon
684
HCM Defender 500 Index ETF
LGH
$545M
– –
-4,510
LHX icon
685
L3Harris
LHX
$61.5B
– –
-1,855
LUMN icon
686
Lumen
LUMN
$9.24B
– –
-11,054
MBSD icon
687
FlexShares Disciplined Duration MBS Index Fund
MBSD
$93.3M
– –
-24,244
MET icon
688
MetLife
MET
$49.7B
– –
-10,146
MGA icon
689
Magna International
MGA
$17.2B
– –
-7,062
MMLG icon
690
First Trust Multi-Manager Large Growth ETF
MMLG
$86.5M
– –
-7,950
NG icon
691
NovaGold Resources
NG
$3.88B
– –
-13,000
OTRK
692
DELISTED
Ontrak
OTRK
– –
-378
PAI
693
Western Asset Investment Grade Income Fund
PAI
$115M
– –
-18,350
PLD icon
694
Prologis
PLD
$133B
– –
-2,079
PNQI icon
695
Invesco NASDAQ Internet ETF
PNQI
$565M
– –
-60,730
QQQE icon
696
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.25B
– –
-3,848
RC
697
Ready Capital
RC
$293M
– –
-10,626
RGEN icon
698
Repligen
RGEN
$6.39B
– –
-1,008
RILY icon
699
BRC Group Holdings
RILY
$272M
– –
-2,303
RIV
700
RiverNorth Opportunities Fund
RIV
$321M
– –
-50,985
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