B. Riley Wealth Management’s PIMCO Income Strategy Fund II PFN Stock Holding History

B. Riley Wealth Management’s Portfolio PFN Stock Details PFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-13,928	Closed	-$133K	–	678
2021 Q4	$133K	Buy	13,928 +258	+2%	+$2.52K	0.01%	617
2021 Q3	$139K	Buy	13,670 +252	+2%	+$2.73K	0.01%	597
2021 Q2	$147K	Buy	+13,418	New	+$142K	0.02%	400
2015 Q3	–	Sell	-718	Closed	-$7K	–	587
2015 Q2	$7K	Buy	+718	New	+$7.25K	0.01%	816

Other funds holding PFN

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

B. Riley Wealth Management's PFN Position: Q1 2022 in Review

B. Riley Wealth Management sold out of PIMCO Income Strategy Fund II (PFN) in Q1 2022, closing a stake of 13,928 shares — an estimated $133K sold.

B. Riley Wealth Management first reported a position in PFN in Q2 2015 and held it in 4 quarters. The position peaked at $147K in Q2 2021. 92 funds tracked by Wall St. Rank hold PFN as of Q1 2022.

B. Riley Wealth Management reported no remaining PIMCO Income Strategy Fund II position as of Q1 2022 after selling out during the quarter.
B. Riley Wealth Management sold 13,928 PIMCO Income Strategy Fund II shares in Q1 2022, an estimated $133K.
B. Riley Wealth Management first reported a position in PIMCO Income Strategy Fund II in Q2 2015 and held it in 4 quarters.
B. Riley Wealth Management's PIMCO Income Strategy Fund II position peaked at $147K in Q2 2021.
92 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund II as of Q1 2022.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.