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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRT icon
676
Alaunos Therapeutics
TCRT
$4.59M
– –
-50
Closed -$89K
TEI
677
Templeton Emerging Markets Income Fund
TEI
$314M
– –
-300
Closed -$3K
TEL icon
678
TE Connectivity
TEL
$59.6B
– –
-96
Closed -$6K
TER icon
679
Teradyne
TER
$57.6B
– –
-500
Closed -$9K
TEVA icon
680
Teva Pharmaceuticals
TEVA
$40.8B
– –
-1,949
Closed -$115K
TEX icon
681
Terex
TEX
$7.18B
– –
-1,600
Closed -$37K
TGI
682
DELISTED
Triumph Group
TGI
– –
-500
Closed -$32K
TGT icon
683
Target
TGT
$65.6B
– –
-686
Closed -$55K
TIP icon
684
iShares TIPS Bond ETF
TIP
$14.5B
– –
-949
Closed -$106K
TJX icon
685
TJX Companies
TJX
$174B
– –
-3,680
Closed -$121K
TKR icon
686
Timken Company
TKR
$9.56B
– –
-19
Closed –
TLK icon
687
Telkom Indonesia
TLK
$14.5B
– –
-264
Closed -$5K
TNL icon
688
Travel + Leisure Co
TNL
$4.66B
– –
-388
Closed -$14K
TOWN icon
689
Towne Bank
TOWN
$3.46B
– –
-2,000
Closed -$32K
TPR icon
690
Tapestry
TPR
$30.8B
– –
-1,202
Closed -$41K
TPST icon
691
Tempest Therapeutics
TPST
$13.7M
– –
0
– -$28K
TREE icon
692
LendingTree
TREE
$447M
– –
-50
Closed -$3K
TRGP icon
693
Targa Resources
TRGP
$58B
– –
-800
Closed -$71K
TRN icon
694
Trinity Industries
TRN
$2.49B
– –
-695
Closed -$13K
TROW icon
695
T. Rowe Price
TROW
$23.9B
– –
-297
Closed -$23K
TRP icon
696
TC Energy
TRP
$70.2B
– –
-100
Closed -$4K
TRV icon
697
Travelers Companies
TRV
$78.1B
– –
-235
Closed -$22K
TSLA icon
698
Tesla
TSLA
$1.23T
– –
-1,050
Closed -$18K
TSM icon
699
TSMC
TSM
$2.1T
– –
-8,850
Closed -$200K
TSN icon
700
Tyson Foods
TSN
$20.4B
– –
-4,270
Closed -$182K
26 27
28
29 30

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.