We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBJ icon
601
Invesco Food & Beverage ETF
PBJ
$108M
$20K 0.01%
710
– –
PPG icon
602
PPG Industries
PPG
$24.6B
$20K 0.01%
206
+2
+1% +$204
SLYV icon
603
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$20K 0.01%
398
-20
-5% -$1.07K
TLPH icon
604
Talphera
TLPH
$66.4M
$20K 0.01%
+188
New +$29.6K
KMF
605
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$20K 0.01%
500
– –
GGM
606
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$20K 0.01%
845
– –
MDR
607
DELISTED
McDermott International
MDR
$20K 0.01%
1,167
– –
DGL
608
DELISTED
Invesco DB Gold Fund
DGL
$20K 0.01%
500
– –
AMZG
609
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
$20K 0.01%
5,000
+1,000
+25% +$5.51K
SDR
610
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$20K 0.01%
3,180
– –
ACHV icon
611
Achieve Life Sciences
ACHV
$659M
$19K 0.01%
3
– –
AWF
612
AllianceBernstein Global High Income Fund
AWF
$870M
$19K 0.01%
1,407
+1,007
+252% +$14K
CL icon
613
Colgate-Palmolive
CL
$73.1B
$19K 0.01%
304
+1
+0.3% +$66
ETW
614
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$19K 0.01%
1,600
+400
+33% +$5.06K
GLDI icon
615
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.1M
$19K 0.01%
78
– –
HIX
616
Western Asset High Income Fund II
HIX
$349M
$19K 0.01%
2,183
– –
HUN icon
617
Huntsman Corp
HUN
$1.71B
$19K 0.01%
755
+1
+0.1% +$27
INDY icon
618
iShares S&P India Nifty 50 Index Fund
INDY
$562M
$19K 0.01%
650
– –
NEE icon
619
NextEra Energy
NEE
$181B
$19K 0.01%
840
-9,304
-92% -$225K
NSC icon
620
Norfolk Southern
NSC
$75.4B
$19K 0.01%
172
-650
-79% -$68.9K
PFF icon
621
iShares Preferred and Income Securities ETF
PFF
$13.3B
$19K 0.01%
485
-1,694
-78% -$67.1K
TEI
622
Templeton Emerging Markets Income Fund
TEI
$314M
$19K 0.01%
2,504
+2,204
+735% +$29.6K
GGE
623
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$19K 0.01%
1,000
– –
DOM
624
DELISTED
DOMINION RES BLACK WARRIOR TR
DOM
$19K 0.01%
2,750
– –
NTT
625
DELISTED
Nippon Telegraph & Telephone
NTT
$19K 0.01%
616
-93
-13% -$3.04K
23 24
25
26 27

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.