We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITI
576
DELISTED
Iteris, Inc.
ITI
$193K 0.01%
36,490
+2,500
+7% +$14.6K
SIC
577
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$192K 0.01%
+13,296
New +$169K
CGO
578
Calamos Global Total Return Fund
CGO
$127M
$191K 0.01%
12,038
-665
-5% -$10.8K
IIM icon
579
Invesco Value Municipal Income Trust
IIM
$596M
$179K 0.01%
11,000
– –
NOVN
580
DELISTED
Novan, Inc. Common Stock
NOVN
$179K 0.01%
22,000
+2,843
+15% +$24.9K
CDE icon
581
Coeur Mining
CDE
$17.6B
$174K 0.01%
+28,200
New +$200K
VKI icon
582
Invesco Advantage Municipal Income Trust II
VKI
$401M
$174K 0.01%
14,000
– –
MVF
583
DELISTED
BlackRock MuniVest Fund
MVF
$173K 0.01%
18,314
– –
PVLA
584
Palvella Therapeutics
PVLA
$2.28B
$171K 0.01%
+413
New +$144K
SVC
585
Service Properties Trust
SVC
$1.1B
$168K 0.01%
3,000
– –
JHB
586
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$168K 0.01%
17,949
+1,250
+7% +$11.7K
EAD
587
Allspring Income Opportunities Fund
EAD
$378M
$164K 0.01%
18,600
+2,700
+17% +$24.1K
NFJ
588
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$163K 0.01%
11,000
-645
-6% -$9.89K
DPG
589
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$158K 0.01%
+11,780
New +$169K
BRMK
590
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$154K 0.01%
15,604
-3,270
-17% -$34K
RC
591
Ready Capital
RC
$308M
$149K 0.01%
10,346
+277
+3% +$4.2K
FPL
592
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$148K 0.01%
26,000
-5,000
-16% -$28.6K
JHAA
593
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$148K 0.01%
14,952
– –
PAA icon
594
Plains All American Pipeline
PAA
$16.1B
$146K 0.01%
14,325
-458
-3% -$4.55K
AMCR icon
595
Amcor
AMCR
$21.9B
$145K 0.01%
+2,509
New +$150K
ALTG icon
596
Alta Equipment Group
ALTG
$244M
$139K 0.01%
+10,150
New +$133K
PFN
597
PIMCO Income Strategy Fund II
PFN
$702M
$139K 0.01%
13,670
+252
+2% +$2.73K
LUMN icon
598
Lumen
LUMN
$6.58B
$137K 0.01%
+11,053
New +$139K
RWT
599
Redwood Trust
RWT
$592M
$132K 0.01%
+10,256
New +$125K
DCF
600
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$131K 0.01%
13,881
– –
22 23
24
25 26

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.