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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
576
CSX Corp
CSX
$93.4B
$22K 0.02%
2,142
+6
+0.3% +$62
HYD icon
577
VanEck High Yield Muni ETF
HYD
$4.43B
$22K 0.02%
360
-353
-50% -$21.3K
IIM icon
578
Invesco Value Municipal Income Trust
IIM
$589M
$22K 0.02%
1,500
– –
ILCG icon
579
iShares Morningstar Growth ETF
ILCG
$3.11B
$22K 0.02%
1,045
– –
ITB icon
580
iShares US Home Construction ETF
ITB
$2.26B
$22K 0.02%
1,000
– –
LQD icon
581
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$22K 0.02%
191
– –
SNCR
582
DELISTED
Synchronoss Technologies
SNCR
$22K 0.02%
+56
New +$20.2K
SWIR
583
DELISTED
Sierra Wireless
SWIR
$22K 0.02%
+850
New +$20.4K
WMC
584
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$22K 0.02%
155
-10
-6% -$1.45K
BMS
585
DELISTED
Bemis
BMS
$22K 0.02%
600
-200
-25% -$7.96K
WWAV
586
DELISTED
The WhiteWave Foods Company
WWAV
$22K 0.02%
+615
New +$20.5K
ALKS icon
587
Alkermes
ALKS
$8.22B
$21K 0.02%
500
– –
BALL icon
588
Ball Corp
BALL
$17.3B
$21K 0.02%
688
– –
BIDU icon
589
Baidu
BIDU
$37.7B
$21K 0.02%
100
-1,274
-93% -$269K
BMRN icon
590
BioMarin Pharmaceuticals
BMRN
$11.6B
$21K 0.02%
300
-400
-57% -$26.3K
SVC
591
Service Properties Trust
SVC
$1.04B
$21K 0.02%
163
-1,052
-87% -$152K
CATM
592
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$21K 0.02%
600
-1,000
-63% -$35.6K
GOV
593
DELISTED
Government Properties Income Trust
GOV
$21K 0.02%
1,000
+300
+43% +$7.13K
ADT
594
DELISTED
ADT Corp
ADT
$21K 0.02%
1,500
+1,300
+650% +$46.1K
BGS icon
595
B&G Foods
BGS
$287M
$20K 0.01%
756
-274
-27% -$8.09K
CAPL icon
596
CrossAmerica Partners
CAPL
$847M
$20K 0.01%
+600
New +$19K
DSL
597
DoubleLine Income Solutions Fund
DSL
$1.22B
$20K 0.01%
930
– –
FLEX icon
598
Flex
FLEX
$41.7B
$20K 0.01%
2,654
– –
GCC icon
599
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$20K 0.01%
836
– –
NSP icon
600
Insperity
NSP
$1.93B
$20K 0.01%
1,494
– –
22 23
24
25 26

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.