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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSG
551
DELISTED
Overseas Shipholding Group Inc.
OSG
$209K 0.02%
100,000
– –
NEA icon
552
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$206K 0.02%
15,708
-3,500
-18% -$48.8K
POOL icon
553
Pool Corp
POOL
$7.5B
$206K 0.02%
488
+34
+7% +$15.9K
BSTZ icon
554
BlackRock Science and Technology Term Trust
BSTZ
$2.07B
$205K 0.02%
6,986
-30,297
-81% -$904K
RZV icon
555
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$303M
$205K 0.02%
2,121
– –
TMUS icon
556
T-Mobile US
TMUS
$190B
$205K 0.02%
1,598
-196
-11% -$23.3K
KHC icon
557
Kraft Heinz
KHC
$30B
$204K 0.02%
+5,181
New +$194K
RPM icon
558
RPM International
RPM
$15B
$204K 0.02%
2,504
-915
-27% -$78.5K
IYR icon
559
iShares US Real Estate ETF
IYR
$4.65B
$203K 0.02%
1,871
-324
-15% -$34.2K
BUFR icon
560
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$202K 0.02%
8,510
-800
-9% -$18.7K
KEY icon
561
KeyCorp
KEY
$24.4B
$202K 0.02%
9,007
+126
+1% +$3.13K
PHO icon
562
Invesco Water Resources ETF
PHO
$2.09B
$202K 0.02%
3,818
-199
-5% -$10.5K
VKQ icon
563
Invesco Municipal Trust
VKQ
$551M
$202K 0.02%
17,535
– –
BRW
564
Saba Capital Income & Opportunities Fund
BRW
$339M
$198K 0.02%
21,875
+1,250
+6% +$11.2K
BRMK
565
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$197K 0.02%
22,822
+2,450
+12% +$21.9K
FTRI icon
566
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$192K 0.01%
+11,604
New +$178K
PAGP icon
567
Plains GP Holdings
PAGP
$4.9B
$186K 0.01%
16,081
+3,757
+30% +$43.2K
DPG
568
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
$184K 0.01%
12,105
+1,250
+12% +$18K
BW icon
569
Babcock & Wilcox
BW
$1.39B
$175K 0.01%
21,466
+3,865
+22% +$30.1K
GLO
570
Clough Global Opportunities Fund
GLO
$257M
$174K 0.01%
+18,500
New +$179K
NPCT icon
571
Nuveen Core Plus Impact Fund
NPCT
$282M
$164K 0.01%
10,900
-8,100
-43% -$129K
EAD
572
Allspring Income Opportunities Fund
EAD
$379M
$163K 0.01%
20,600
+1,000
+5% +$8.13K
TLS icon
573
Telos
TLS
$358M
$162K 0.01%
+16,280
New +$183K
ALTG icon
574
Alta Equipment Group
ALTG
$245M
$161K 0.01%
13,062
+2,612
+25% +$34.4K
SRTA
575
Strata Critical Medical Inc
SRTA
$512M
$160K 0.01%
18,800
-11,100
-37% -$78K
21 22
23
24 25

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.