BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
-3.8%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$106M
Cap. Flow %
-8.14%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

1
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$6.43M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.66M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
$2.65M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$16M
2
AMGN icon
Amgen
AMGN
$15.5M
3
BAC icon
Bank of America
BAC
$11.3M
4
JPM icon
JPMorgan Chase
JPM
$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.42%
3 Consumer Discretionary 7.64%
4 Industrials 5.34%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OSG
551
DELISTED
Overseas Shipholding Group Inc.
OSG
$209K 0.02%
100,000
– –
NEA icon
552
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.32B
$206K 0.02%
15,708
-3,500
-18% -$45.9K
POOL icon
553
Pool Corp
POOL
$12.4B
$206K 0.02%
488
+34
+7% +$14.4K
BSTZ icon
554
BlackRock Science and Technology Term Trust
BSTZ
$1.54B
$205K 0.02%
6,986
-30,297
-81% -$889K
RZV icon
555
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$226M
$205K 0.02%
2,121
– –
TMUS icon
556
T-Mobile US
TMUS
$284B
$205K 0.02%
1,598
-196
-11% -$25.1K
KHC icon
557
Kraft Heinz
KHC
$32.3B
$204K 0.02%
+5,181
New +$204K
RPM icon
558
RPM International
RPM
$16.2B
$204K 0.02%
2,504
-915
-27% -$74.5K
IYR icon
559
iShares US Real Estate ETF
IYR
$3.76B
$203K 0.02%
1,871
-324
-15% -$35.2K
BUFR icon
560
FT Vest Fund of Buffer ETFs
BUFR
$7.34B
$202K 0.02%
8,510
-800
-9% -$19K
KEY icon
561
KeyCorp
KEY
$20.8B
$202K 0.02%
9,007
+126
+1% +$2.83K
PHO icon
562
Invesco Water Resources ETF
PHO
$2.29B
$202K 0.02%
3,818
-199
-5% -$10.5K
VKQ icon
563
Invesco Municipal Trust
VKQ
$511M
$202K 0.02%
17,535
– –
BRW
564
Saba Capital Income & Opportunities Fund
BRW
$349M
$198K 0.02%
21,875
+1,250
+6% +$11.3K
BRMK
565
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$197K 0.02%
22,822
+2,450
+12% +$21.1K
FTRI icon
566
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$104M
$192K 0.01%
+11,604
New +$192K
PAGP icon
567
Plains GP Holdings
PAGP
$3.64B
$186K 0.01%
16,081
+3,757
+30% +$43.5K
DPG
568
Duff & Phelps Utility and Infrastructure Fund
DPG
$461M
$184K 0.01%
12,105
+1,250
+12% +$19K
BW icon
569
Babcock & Wilcox
BW
$215M
$175K 0.01%
21,466
+3,865
+22% +$31.5K
GLO
570
Clough Global Opportunities Fund
GLO
$240M
$174K 0.01%
+18,500
New +$174K
NPCT icon
571
Nuveen Core Plus Impact Fund
NPCT
$315M
$164K 0.01%
10,900
-8,100
-43% -$122K
EAD
572
Allspring Income Opportunities Fund
EAD
$421M
$163K 0.01%
20,600
+1,000
+5% +$7.91K
TLS icon
573
Telos
TLS
$456M
$162K 0.01%
+16,280
New +$162K
ALTG icon
574
Alta Equipment Group
ALTG
$275M
$161K 0.01%
13,062
+2,612
+25% +$32.2K
SRTA
575
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$332M
$160K 0.01%
18,800
-11,100
-37% -$94.5K
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