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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STIP icon
526
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$245K 0.02%
+2,318
New +$246K
PHO icon
527
Invesco Water Resources ETF
PHO
$2.08B
$244K 0.02%
4,017
-79
-2% -$4.59K
ITOT icon
528
iShares Core S&P Total US Stock Market ETF
ITOT
$97.1B
$242K 0.02%
2,267
– –
KW
529
DELISTED
Kennedy-Wilson Holdings
KW
$241K 0.02%
10,090
– –
EMCB icon
530
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$238K 0.02%
3,215
– –
FLOT icon
531
iShares Floating Rate Bond ETF
FLOT
$10.3B
$237K 0.02%
+4,228
New +$215K
NDAQ icon
532
Nasdaq
NDAQ
$52.9B
$237K 0.02%
3,387
– –
DOC
533
DELISTED
PHYSICIANS REALTY TRUST
DOC
$236K 0.02%
12,515
-72
-0.6% -$1.33K
CHWY icon
534
Chewy
CHWY
$9.59B
$235K 0.02%
3,988
-422
-10% -$27.6K
EVV
535
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$235K 0.02%
17,971
+500
+3% +$6.58K
IUS icon
536
Invesco RAFI Strategic US ETF
IUS
$942M
$235K 0.02%
5,804
+56
+1% +$2.19K
PKW icon
537
Invesco BuyBack Achievers ETF
PKW
$1.75B
$235K 0.02%
2,433
+6
+0.2% +$569
VKQ icon
538
Invesco Municipal Trust
VKQ
$547M
$235K 0.02%
17,535
– –
VTEB icon
539
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$234K 0.02%
4,257
+5
+0.1% +$274
SEGG
540
Sports Entertainment Gaming Global Corp
SEGG
$8.44M
$233K 0.02%
26
+13
+100% +$178K
CL icon
541
Colgate-Palmolive
CL
$74.1B
$232K 0.02%
+2,722
New +$213K
HYEM icon
542
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$232K 0.02%
10,344
-2,456
-19% -$55.5K
CMI icon
543
Cummins
CMI
$88.7B
$230K 0.02%
1,056
-15
-1% -$3.42K
TFC icon
544
Truist Financial
TFC
$64.2B
$230K 0.02%
3,922
+200
+5% +$12.2K
TSM icon
545
TSMC
TSM
$2.17T
$230K 0.02%
1,910
-2,189
-53% -$256K
CALF icon
546
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.74B
$227K 0.02%
5,299
-57
-1% -$2.51K
EW icon
547
Edwards Lifesciences
EW
$51.5B
$226K 0.02%
+1,748
New +$204K
SLV icon
548
iShares Silver Trust
SLV
$29.8B
$225K 0.02%
10,475
-3,000
-22% -$64.8K
BUFR icon
549
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
$224K 0.02%
9,310
-384
-4% -$9.07K
YETI icon
550
Yeti Holdings
YETI
$3.93B
$224K 0.02%
2,708
+311
+13% +$28.5K
20 21
22
23 24

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PGF
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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.