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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYX icon
476
Paychex
PAYX
$42.7B
$302K 0.02%
2,216
+33
+2% +$4.08K
BLOK icon
477
Amplify Blockchain Technology ETF
BLOK
$1.07B
$301K 0.02%
7,501
+2,576
+52% +$134K
FPXI icon
478
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
$300K 0.02%
5,202
-14,580
-74% -$911K
NEA icon
479
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$300K 0.02%
19,208
-3,229
-14% -$49.1K
HDV
480
iShares Core High Dividend ETF
HDV
$14.9B
$299K 0.02%
14,805
+1,565
+12% +$30.7K
ROKU icon
481
Roku
ROKU
$22.7B
$299K 0.02%
1,309
-512
-28% -$138K
FBND icon
482
Fidelity Total Bond ETF
FBND
$27.3B
$291K 0.02%
5,493
-267
-5% -$14.2K
GD icon
483
General Dynamics
GD
$106B
$291K 0.02%
1,395
-14
-1% -$2.83K
AB icon
484
AllianceBernstein
AB
$3.47B
$290K 0.02%
5,937
+74
+1% +$3.87K
EXG icon
485
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$287K 0.02%
26,859
+5,040
+23% +$52.6K
PAI
486
Western Asset Investment Grade Income Fund
PAI
$114M
$287K 0.02%
18,350
+500
+3% +$7.92K
NVAX icon
487
Novavax
NVAX
$1.31B
$285K 0.02%
1,990
-3,090
-61% -$531K
VDE icon
488
Vanguard Energy ETF
VDE
$9.74B
$285K 0.02%
+3,675
New +$292K
BND icon
489
Vanguard Total Bond Market
BND
$158B
$283K 0.02%
3,340
+20
+0.6% +$1.7K
XFLT
490
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
$283K 0.02%
6,343
+1,185
+23% +$53.1K
KYN icon
491
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$282K 0.02%
36,194
+25,363
+234% +$207K
AGNC icon
492
AGNC Investment
AGNC
$12.9B
$280K 0.02%
18,636
+1,541
+9% +$24.4K
NET icon
493
Cloudflare
NET
$107B
$279K 0.02%
2,125
-1,344
-39% -$225K
HCA icon
494
HCA Healthcare
HCA
$89.5B
$277K 0.02%
1,077
-75
-7% -$18.4K
HOOD icon
495
Robinhood
HOOD
$83.9B
$275K 0.02%
+15,500
New +$477K
SCHA icon
496
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$275K 0.02%
10,744
-228
-2% -$5.9K
GSK icon
497
GSK
GSK
$106B
$274K 0.02%
4,963
+20
+0.4% +$1.04K
MCHI icon
498
iShares MSCI China ETF
MCHI
$6.38B
$272K 0.02%
+4,326
New +$291K
CLR
499
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$270K 0.02%
6,028
+300
+5% +$14.3K
IJJ icon
500
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$268K 0.02%
2,420
-32
-1% -$3.48K
18 19
20
21 22

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.