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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZS icon
476
Zscaler
ZS
$27.3B
– –
-1,525
Closed -$215K
ZTS icon
477
Zoetis
ZTS
$30B
– –
-2,212
Closed -$366K
TFFP
478
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
– –
-572
Closed -$264K
TELL
479
DELISTED
Tellurian Inc.
TELL
– –
-12,675
Closed -$10K
EVA
480
DELISTED
Enviva Inc.
EVA
– –
-45,246
Closed -$1.82M
EGIO
481
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-257
Closed -$59K
FSD
482
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-10,010
Closed -$139K
FDEU
483
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-21,830
Closed -$219K
SDC
484
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-12,670
Closed -$148K
FOCS
485
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-6,275
Closed -$206K
BRMK
486
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-11,775
Closed -$116K
BRG
487
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-11,584
Closed -$88K
ATHX
488
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-1,099
Closed -$54K
APTS
489
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-20,508
Closed -$111K
TRIL
490
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-17,750
Closed -$252K
VTA
491
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-10,000
Closed -$92K
HPR
492
DELISTED
HighPoint Resources Corporation
HPR
– –
-1,696
Closed -$20K
BSJK
493
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
– –
-9,474
Closed -$221K
JHY
494
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
– –
-36,767
Closed -$348K
CADE
495
DELISTED
Cadence Bancorporation
CADE
– –
-15,412
Closed -$132K
16 17 18 19
20

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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.