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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNS
26
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$4.76M 0.83%
268,028
-2,000
-0.7% -$33.8K
EWX icon
27
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$4.69M 0.82%
107,940
+1,420
+1% +$62.6K
JPST icon
28
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$4.34M 0.76%
86,165
+15,555
+22% +$785K
META icon
29
Meta Platforms (Facebook)
META
$1.49T
$4.34M 0.76%
24,354
-2,256
-8% -$429K
VO icon
30
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$4.3M 0.75%
102,540
+2,524
+3% +$105K
VTI icon
31
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$4.01M 0.7%
26,568
+392
+1% +$59.1K
VB icon
32
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$3.83M 0.67%
24,902
+919
+4% +$142K
WMT icon
33
Walmart Inc
WMT
$909B
$3.83M 0.67%
96,711
-2,904
-3% -$110K
VCIT icon
34
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$3.82M 0.67%
41,866
-584
-1% -$52.9K
RSP icon
35
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$3.72M 0.65%
34,443
-4,760
-12% -$511K
FTSM icon
36
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$3.65M 0.64%
60,820
+49,090
+418% +$2.95M
VZ icon
37
Verizon
VZ
$197B
$3.62M 0.63%
59,939
+1,277
+2% +$73.5K
IWY icon
38
iShares Russell Top 200 Growth ETF
IWY
$15.2B
$3.61M 0.63%
41,430
-5,641
-12% -$492K
JNJ icon
39
Johnson & Johnson
JNJ
$640B
$3.54M 0.62%
27,371
+103
+0.4% +$13.6K
QQQ icon
40
Invesco QQQ Trust
QQQ
$436B
$3.34M 0.58%
17,667
-24,102
-58% -$4.57M
DVY icon
41
iShares Select Dividend ETF
DVY
$23.8B
$3.33M 0.58%
32,617
-124
-0.4% -$12.4K
DIA icon
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$3.24M 0.57%
12,031
-10,079
-46% -$2.69M
BIL icon
43
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
$3.09M 0.54%
33,742
+18,906
+127% +$1.73M
VOO icon
44
Vanguard S&P 500 ETF
VOO
$956B
$2.91M 0.51%
10,683
+4,362
+69% +$1.18M
HON icon
45
Honeywell
HON
$76.4B
$2.88M 0.5%
18,067
-393
-2% -$62.5K
TMO icon
46
Thermo Fisher Scientific
TMO
$214B
$2.88M 0.5%
9,880
-203
-2% -$58.1K
EPD icon
47
Enterprise Products Partners
EPD
$83.7B
$2.84M 0.5%
99,332
-7,166
-7% -$209K
PFLT icon
48
PennantPark Floating Rate Capital
PFLT
$698M
$2.8M 0.49%
241,283
+15,272
+7% +$177K
VWO icon
49
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$2.77M 0.48%
68,752
+1,994
+3% +$82.3K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.12T
$2.74M 0.48%
44,860
-7,620
-15% -$451K
1
2
3 4 5

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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.