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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
426
State Street SPDR S&P Dividend ETF
SDY
$23.6B
– –
-2,411
Closed -$243
SNAP icon
427
Snap
SNAP
$7.89B
– –
-26,098
Closed -$373
SRTS icon
428
Sensus Healthcare
SRTS
$47.9M
– –
-24,215
Closed -$134
TDOC icon
429
Teladoc Health
TDOC
$1.22B
– –
-3,373
Closed -$224
VAC icon
430
Marriott Vacations Worldwide
VAC
$3.35B
– –
-150
Closed -$14
VEEV icon
431
Veeva Systems
VEEV
$33.1B
– –
-1,601
Closed -$260
W icon
432
Wayfair
W
$11.2B
– –
-1,760
Closed -$257
WTTR icon
433
Select Water Solutions
WTTR
$2.3B
– –
-18,312
Closed -$213
XMMO icon
434
Invesco S&P MidCap Momentum ETF
XMMO
$7.27B
– –
-4,574
Closed -$269
XYL icon
435
Xylem
XYL
$27.3B
– –
-3,684
Closed -$308
EGIO
436
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-1,229
Closed -$133
ALIM
437
DELISTED
Alimera Sciences
ALIM
– –
-10,704
Closed -$143
BRMK
438
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-145,000
Closed -$1.49K
COUP
439
DELISTED
Coupa Software Incorporated
COUP
– –
-1,600
Closed -$203
JEMD
440
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
– –
-11,260
Closed -$100
CLDR
441
DELISTED
Cloudera, Inc.
CLDR
– –
-12,000
Closed -$63
SQBG
442
DELISTED
Sequential Brands Group, Inc.
SQBG
– –
-275
Closed -$6
CCX.U
443
DELISTED
Churchill Capital Corp II
CCX.U
– –
-116,667
Closed -$1.18K
GWPH
444
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-1,647
Closed -$284
TNAV
445
DELISTED
Telenav Inc.
TNAV
– –
-23,686
Closed -$189
AGN
446
DELISTED
Allergan plc
AGN
– –
-1,829
Closed -$306
LTS
447
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$0 ﹤0.01%
150,000
– –
OTIV
448
DELISTED
OTI On Track Innovations Ltd
OTIV
– –
-10,000
Closed -$4
TSS
449
DELISTED
Total System Services, Inc.
TSS
– –
-7,466
Closed -$958
14 15 16 17
18

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HIH
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.