BRWM
LTS

B. Riley Wealth Management’s Ladenburg Thalmann Financial Services Inc LTS Stock Holding History

B. Riley Wealth Management’s Portfolio LTS Stock Details LTS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-150,000
Closed – – 448
2019
Q3 		$0 Hold
150,000
– – ﹤0.01% 448
2019
Q2 		$545K Buy
+150,000
New +$518K 0.08% 197
2019
Q1 		– Sell
-151,591
Closed -$353K – 438
2018
Q4 		$353K Buy
+151,591
New +$406K 0.07% 224

Other funds holding LTS

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
AAM
Alpine Associates Management Palm Beach, Florida $1.6B AUM 93.19% 1-Year Est. Return
BCM
Beryl Capital Management Redondo Beach, California $111M AUM 205.39% 1-Year Est. Return
VI
Versor Investments New York $47.5M AUM 100.43% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
Gabelli Funds
Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

B. Riley Wealth Management's LTS Position: Q4 2019 in Review

B. Riley Wealth Management sold out of Ladenburg Thalmann Financial Services Inc (LTS) in Q4 2019, closing a stake of 150,000 shares.

B. Riley Wealth Management first reported a position in LTS in Q4 2018 and held it in 3 quarters. The position peaked at $545K in Q2 2019. 99 funds tracked by Wall St. Rank hold LTS as of Q4 2019.

  • B. Riley Wealth Management reported no remaining Ladenburg Thalmann Financial Services Inc position as of Q4 2019 after selling out during the quarter.
  • B. Riley Wealth Management sold 150,000 Ladenburg Thalmann Financial Services Inc shares in Q4 2019.
  • B. Riley Wealth Management first reported a position in Ladenburg Thalmann Financial Services Inc in Q4 2018 and held it in 3 quarters.
  • B. Riley Wealth Management's Ladenburg Thalmann Financial Services Inc position peaked at $545K in Q2 2019.
  • 99 funds tracked by Wall St. Rank held Ladenburg Thalmann Financial Services Inc as of Q4 2019.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.