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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$651K
AUM Growth
-$576M
Cap. Flow
-$6.78M
Cap. Flow %
-1,042.19%
Top 10 Hldgs %
32.66%
Holding
450
New
53
Increased
120
Reduced
182
Closed
55

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.55M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$2.86M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.02M
5
ALTG icon
Alta Equipment Group
ALTG
+$1.97M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.42M
2
GLD icon
SPDR Gold Trust
GLD
+$1.73M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.52M
4
HON icon
Honeywell
HON
+$1.51M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 8.01%
2 Consumer Discretionary 4.49%
3 Financials 3.81%
4 Energy 3.49%
5 Healthcare 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIAX
401
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-10,315
Closed -$186K
DUK icon
402
Duke Energy
DUK
$97.8B
– –
-2,578
Closed -$232K
ESTC icon
403
Elastic
ESTC
$6.84B
– –
-3,770
Closed -$301K
FRO icon
404
Frontline
FRO
$8.76B
– –
-10,900
Closed -$70K
GAIA icon
405
Gaia
GAIA
$46.8M
– –
-14,417
Closed -$132K
GM icon
406
General Motors
GM
$80.4B
– –
-7,843
Closed -$291K
HGLB
407
Highland Global Allocation Fund
HGLB
$175M
– –
-30,891
Closed -$399K
IEMG icon
408
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
– –
-23,267
Closed -$1.2M
IGV icon
409
iShares Expanded Tech-Software Sector ETF
IGV
$12.7B
– –
-4,990
Closed -$210K
ILF icon
410
iShares Latin America 40 ETF
ILF
$3.85B
– –
-7,910
Closed -$263K
IMCG icon
411
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
– –
-33,456
Closed -$1.31M
INDA icon
412
iShares MSCI India ETF
INDA
$6.89B
– –
-8,266
Closed -$291K
IVE icon
413
iShares S&P 500 Value ETF
IVE
$49B
– –
-12,143
Closed -$1.37M
IWN icon
414
iShares Russell 2000 Value ETF
IWN
$14.3B
– –
-1,752
Closed -$210K
IXUS icon
415
iShares Core MSCI Total International Stock ETF
IXUS
$58.3B
– –
-8,314
Closed -$483K
JILL icon
416
J. Jill
JILL
$272M
– –
-4,000
Closed -$110K
LITE icon
417
Lumentum
LITE
$55.5B
– –
-3,625
Closed -$205K
LUMN icon
418
Lumen
LUMN
$6.57B
– –
-19,154
Closed -$230K
MDY icon
419
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
– –
-9,905
Closed -$3.42M
NVS icon
420
Novartis
NVS
$297B
– –
-2,570
Closed -$221K
ODFL icon
421
Old Dominion Freight Line
ODFL
$44.1B
– –
-300
Closed -$14K
OHI icon
422
Omega Healthcare
OHI
$15.1B
– –
-5,128
Closed -$196K
OPCH icon
423
Option Care Health
OPCH
$3.45B
– –
-26,265
Closed -$210K
OPK icon
424
Opko Health
OPK
$985M
– –
-15,000
Closed -$39K
PLX icon
425
Protalix BioTherapeutics
PLX
$191M
– –
-1,833
Closed -$8K
14 15 16
17
18

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, B. Riley Wealth Management held 450 positions worth $651K, down 100% from $577M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

B. Riley Wealth Management withdrew a net $6.78M in Q2 2019, closing 55 positions and reducing 182 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $3.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, B. Riley Wealth Management opened a new position in First Trust Capital Strength ETF worth $2.93K.

  • B. Riley Wealth Management's largest Q2 2019 buy was First Trust Capital Strength ETF: 51,910 shares worth $2.93K.
  • B. Riley Wealth Management added most to ExxonMobil in Q2 2019, an estimated $3.55M increase.
  • B. Riley Wealth Management's biggest Q2 2019 reduction was SPDR Gold Trust, cutting an estimated $1.73M.
  • B. Riley Wealth Management fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2019, selling an estimated $3.42M.
  • B. Riley Wealth Management's ten largest holdings make up 33% of its $651K portfolio in Q2 2019.
  • B. Riley Wealth Management opened 53 new positions and closed 55 in Q2 2019.
  • B. Riley Wealth Management's portfolio value fell 100% quarter-over-quarter to $651K.

Based on B. Riley Wealth Management's 13F filing for Q2 2019, filed 14 Aug 2019.