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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHY
376
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$498M
$400K 0.03%
23,000
-25,767
-53% -$477K
ILMN icon
377
Illumina
ILMN
$28.4B
$398K 0.03%
1,172
-889
-43% -$300K
TVRD
378
Tvardi Therapeutics
TVRD
$23.4M
$397K 0.03%
907
-3
-0.3% -$1.23K
MDB icon
379
MongoDB
MDB
$32.1B
$395K 0.03%
890
+3
+0.3% +$1.17K
MRVL icon
380
Marvell Technology
MRVL
$196B
$394K 0.03%
5,499
+1,416
+35% +$102K
VMO icon
381
Invesco Municipal Opportunity Trust
VMO
$663M
$394K 0.03%
34,448
– –
ZBRA icon
382
Zebra Technologies
ZBRA
$17.8B
$393K 0.03%
949
+106
+13% +$48.7K
SHEL icon
383
Shell
SHEL
$245B
$392K 0.03%
+7,139
New +$379K
BABA icon
384
Alibaba
BABA
$308B
$389K 0.03%
3,573
-475
-12% -$54.7K
BG icon
385
Bunge Global
BG
$20.8B
$387K 0.03%
3,492
+136
+4% +$13.9K
DOCN icon
386
DigitalOcean
DOCN
$14.6B
$386K 0.03%
6,670
+1,408
+27% +$82.2K
RPG icon
387
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$385K 0.03%
10,465
-21,685
-67% -$792K
LECO icon
388
Lincoln Electric
LECO
$15.4B
$380K 0.03%
2,758
+381
+16% +$49.9K
PTLC icon
389
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$379K 0.03%
9,450
– –
ROK icon
390
Rockwell Automation
ROK
$49B
$379K 0.03%
1,353
+110
+9% +$31.6K
NXC
391
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$378K 0.03%
26,626
– –
AA icon
392
Alcoa
AA
$13.2B
$376K 0.03%
+4,181
New +$304K
IEF icon
393
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$376K 0.03%
3,497
-1,206
-26% -$134K
ARKW icon
394
ARK Web x.0 ETF
ARKW
$1.76B
$375K 0.03%
4,294
+842
+24% +$76.2K
CLR
395
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$373K 0.03%
6,081
+53
+0.9% +$2.94K
OPI
396
DELISTED
Office Properties Income Trust
OPI
$372K 0.03%
14,457
+920
+7% +$23.4K
BLOK icon
397
Amplify Blockchain Technology ETF
BLOK
$1.07B
$371K 0.03%
10,865
+3,364
+45% +$114K
UBER icon
398
Uber
UBER
$153B
$370K 0.03%
10,382
-5,222
-33% -$188K
KMI icon
399
Kinder Morgan
KMI
$68.7B
$369K 0.03%
19,539
-5,932
-23% -$104K
SPYM
400
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$369K 0.03%
6,943
-3,193
-32% -$167K
14 15
16
17 18

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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.