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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$651K
AUM Growth
-$576M
Cap. Flow
-$6.78M
Cap. Flow %
-1,042.19%
Top 10 Hldgs %
32.66%
Holding
450
New
53
Increased
120
Reduced
182
Closed
55

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.55M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$2.86M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$2.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.02M
5
ALTG icon
Alta Equipment Group
ALTG
+$1.97M

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.42M
2
GLD icon
SPDR Gold Trust
GLD
+$1.73M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.52M
4
HON icon
Honeywell
HON
+$1.51M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 8.01%
2 Consumer Discretionary 4.49%
3 Financials 3.81%
4 Energy 3.49%
5 Healthcare 3.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCF
376
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$121 0.02%
+12,994
New +$117K
RRC icon
377
Range Resources
RRC
$9.38B
$115 0.02%
16,484
+5,012
+44% +$43.5K
BBH icon
378
VanEck Biotech ETF
BBH
$400M
$110 0.02%
+852
New +$105K
JEMD
379
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$100 0.02%
11,260
+732
+7% +$6.39K
EXG icon
380
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$97 0.01%
11,709
-1,000
-8% -$8.14K
MTN icon
381
Vail Resorts
MTN
$5.32B
$80 0.01%
+358
New +$79.5K
PAYC icon
382
Paycom
PAYC
$7.64B
$73 0.01%
+319
New +$65.5K
NOK icon
383
Nokia
NOK
$51B
$69 0.01%
13,776
-898
-6% -$4.73K
CLDR
384
DELISTED
Cloudera, Inc.
CLDR
$63 0.01%
+12,000
New +$111K
HCR
385
DELISTED
Hi-Crush Inc. Common Stock
HCR
$55 0.01%
22,500
+9,700
+76% +$30.3K
NIO icon
386
NIO
NIO
$12.2B
$49 0.01%
19,410
-3,100
-14% -$12.4K
BRPM.WS
387
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$47 0.01%
+100,832
New +$61.8K
VANI icon
388
Vivani Medical
VANI
$110M
$33 0.01%
1,700
-333
-16% -$6.83K
MPWR icon
389
Monolithic Power Systems
MPWR
$70.1B
$17 ﹤0.01%
+126
New +$17.1K
VAC icon
390
Marriott Vacations Worldwide
VAC
$3.35B
$14 ﹤0.01%
+150
New +$14.8K
CGRN
391
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$8 ﹤0.01%
1,000
– –
SQBG
392
DELISTED
Sequential Brands Group, Inc.
SQBG
$6 ﹤0.01%
275
– –
OTIV
393
DELISTED
OTI On Track Innovations Ltd
OTIV
$4 ﹤0.01%
+10,000
New +$5.34K
ACB
394
Aurora Cannabis
ACB
$173M
– –
-106
Closed -$115K
ALB icon
395
Albemarle
ALB
$13.9B
– –
-2,614
Closed -$214K
ARDC
396
Are Dynamic Credit Allocation Fund
ARDC
$297M
– –
-12,644
Closed -$188K
BNDX icon
397
Vanguard Total International Bond ETF
BNDX
$81.9B
– –
-4,819
Closed -$269K
CLPR
398
Clipper Realty
CLPR
$45.2M
– –
-11,073
Closed -$148K
CLX icon
399
Clorox
CLX
$11.6B
– –
-1,305
Closed -$209K
DHR icon
400
Danaher
DHR
$137B
– –
-2,000
Closed -$234K
14 15
16
17 18

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HIH
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CRCM
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B. Riley Wealth Management's Q2 2019 Portfolio in Review

As of Q2 2019, B. Riley Wealth Management held 450 positions worth $651K, down 100% from $577M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

B. Riley Wealth Management withdrew a net $6.78M in Q2 2019, closing 55 positions and reducing 182 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $3.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, B. Riley Wealth Management opened a new position in First Trust Capital Strength ETF worth $2.93K.

  • B. Riley Wealth Management's largest Q2 2019 buy was First Trust Capital Strength ETF: 51,910 shares worth $2.93K.
  • B. Riley Wealth Management added most to ExxonMobil in Q2 2019, an estimated $3.55M increase.
  • B. Riley Wealth Management's biggest Q2 2019 reduction was SPDR Gold Trust, cutting an estimated $1.73M.
  • B. Riley Wealth Management fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q2 2019, selling an estimated $3.42M.
  • B. Riley Wealth Management's ten largest holdings make up 33% of its $651K portfolio in Q2 2019.
  • B. Riley Wealth Management opened 53 new positions and closed 55 in Q2 2019.
  • B. Riley Wealth Management's portfolio value fell 100% quarter-over-quarter to $651K.

Based on B. Riley Wealth Management's 13F filing for Q2 2019, filed 14 Aug 2019.