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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRN
351
Chiron Real Estate Inc
XRN
$465M
$173K 0.03%
3,027
-777
-20% -$41.9K
AMRN
352
Amarin Corp
AMRN
$302M
$168K 0.03%
555
+27
+5% +$9.42K
EMD
353
Western Asset Emerging Markets Debt Fund
EMD
$612M
$167K 0.03%
12,015
– –
MXI icon
354
iShares Global Materials ETF
MXI
$349M
$162K 0.03%
2,579
– –
AHT
355
Ashford Hospitality Trust
AHT
$20.7M
$157K 0.03%
+48
New +$134K
HMLP
356
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$155K 0.03%
+10,000
New +$165K
BAR icon
357
GraniteShares Gold Shares
BAR
$1.37B
$147K 0.03%
+10,000
New +$147K
BX icon
358
Blackstone
BX
$110B
$147K 0.03%
3,000
-5,906
-66% -$288K
IDN icon
359
Intellicheck
IDN
$78.6M
$145K 0.03%
29,000
-500
-2% -$2.5K
ET icon
360
Energy Transfer Partners
ET
$70B
$144K 0.03%
+11,056
New +$154K
VVR icon
361
Invesco Senior Income Trust
VVR
$456M
$144K 0.03%
34,222
-3,729
-10% -$15.6K
HBAN icon
362
Huntington Bancshares
HBAN
$35.5B
$143K 0.02%
10,017
+12
+0.1% +$164
OLP
363
One Liberty Properties
OLP
$537M
$141K 0.02%
15,482
– –
NOK icon
364
Nokia
NOK
$55.4B
$136K 0.02%
26,790
+13,014
+94% +$67.1K
EAD
365
Allspring Income Opportunities Fund
EAD
$378M
$126K 0.02%
15,254
+419
+3% +$3.44K
NSLR
366
Neostellar Capital Corp
NSLR
$295M
$123K 0.02%
23,587
-447
-2% -$2.41K
DCF
367
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$120K 0.02%
12,994
– –
TEVA icon
368
Teva Pharmaceuticals
TEVA
$40.1B
$108K 0.02%
15,635
+2,550
+19% +$19.5K
ATOM icon
369
Atomera
ATOM
$219M
$101K 0.02%
26,900
-8,100
-23% -$35.3K
PGEN icon
370
Precigen
PGEN
$2.33B
$96K 0.02%
16,800
-500
-3% -$3.4K
VUZI icon
371
Vuzix
VUZI
$220M
$96K 0.02%
42,000
+12,500
+42% +$28.8K
JILL icon
372
J. Jill
JILL
$287M
$95K 0.02%
+10,000
New +$102K
YPF icon
373
YPF
YPF
$19.5B
$93K 0.02%
+10,000
New +$129K
WOW
374
DELISTED
WideOpenWest
WOW
$78K 0.01%
+12,608
New +$82.1K
HROW icon
375
Harrow
HROW
$1.48B
$59K 0.01%
+10,581
New +$69.3K
13 14
15
16 17

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PGF
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.