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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
326
Palantir
PLTR
$413B
$508K 0.04%
37,032
+950
+3% +$12.7K
BTI icon
327
British American Tobacco
BTI
$128B
$507K 0.04%
12,017
+3,511
+41% +$150K
VCIT icon
328
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$506K 0.04%
5,883
+252
+4% +$22.4K
FDG icon
329
American Century Focused Dynamic Growth ETF
FDG
$429M
$498K 0.04%
6,892
-43
-0.6% -$3.02K
TRP icon
330
TC Energy
TRP
$65.9B
$492K 0.04%
8,716
+617
+8% +$32.5K
MRNA icon
331
Moderna
MRNA
$23.6B
$491K 0.04%
2,848
+163
+6% +$27.4K
UCON icon
332
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$490K 0.04%
+19,190
New +$497K
MVT
333
DELISTED
BlackRock MuniVest Fund II
MVT
$483K 0.04%
37,375
– –
FTLS icon
334
First Trust Long/Short Equity ETF
FTLS
$2.5B
$478K 0.04%
9,422
+434
+5% +$21.8K
PMT
335
PennyMac Mortgage Investment
PMT
$842M
$477K 0.04%
28,269
+10,713
+61% +$179K
FRA icon
336
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$473K 0.04%
36,300
+2,500
+7% +$33.5K
ZS icon
337
Zscaler
ZS
$27.3B
$473K 0.04%
1,961
+248
+14% +$60.9K
LH icon
338
Labcorp
LH
$25.9B
$472K 0.04%
2,084
-5
-0.2% -$1.18K
DCP
339
DELISTED
DCP Midstream, LP
DCP
$472K 0.04%
14,070
-310
-2% -$9.53K
CSW
340
CSW Industrials
CSW
$5.71B
$470K 0.04%
4,000
– –
LULU icon
341
lululemon athletica
LULU
$14.6B
$469K 0.04%
1,283
+20
+2% +$6.51K
WMB icon
342
Williams Companies
WMB
$86.1B
$468K 0.04%
13,993
+2,067
+17% +$63.2K
JMST icon
343
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$464K 0.04%
+9,228
New +$469K
ADM icon
344
Archer Daniels Midland
ADM
$36.9B
$463K 0.04%
5,126
+123
+2% +$9.58K
PNC icon
345
PNC Financial Services
PNC
$101B
$463K 0.04%
2,510
-87
-3% -$17.6K
FALN icon
346
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$462K 0.04%
16,638
+618
+4% +$17.5K
WBA
347
DELISTED
Walgreens Boots Alliance
WBA
$462K 0.04%
10,326
+589
+6% +$29K
FISV
348
Fiserv Inc
FISV
$27.9B
$461K 0.04%
4,543
-37
-0.8% -$3.75K
ED icon
349
Consolidated Edison
ED
$39.9B
$460K 0.04%
+4,860
New +$420K
NAC icon
350
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$452K 0.03%
34,422
– –
12 13
14
15 16

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.