B. Riley Wealth Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

B. Riley Wealth Management’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	$450	Sell	18,356 -834	-4%	-$20.8K	﹤0.01%	435
2022 Q1	$490K	Buy	+19,190	New	+$497K	0.04%	332
2021 Q4	–	Sell	-19,438	Closed	-$517K	–	693
2021 Q3	$517K	Buy	+19,438	New	+$517K	0.04%	326

Other funds holding UCON

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VWA

Visionary Wealth Advisors O'fallon, Illinois $2.26B AUM 19.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

DWM

Darwin Wealth Management Tampa, Florida $321M AUM 17.94% 1-Year Est. Return

B. Riley Wealth Management's UCON Position: Q2 2022 in Review

B. Riley Wealth Management reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 4.3% in Q2 2022, selling an estimated $20.8K and leaving 18,356 shares worth $450. The position accounts for ﹤0.01% of the portfolio, ranked #435.

B. Riley Wealth Management first reported a position in UCON in Q3 2021 and has held it in 3 quarters since. The position peaked at $517K in Q3 2021. 160 funds tracked by Wall St. Rank hold UCON as of Q2 2022.

B. Riley Wealth Management held 18,356 shares of First Trust Smith Unconstrained Bond ETF worth $450 as of Q2 2022.
B. Riley Wealth Management sold 834 First Trust Smith Unconstrained Bond ETF shares in Q2 2022, an estimated $20.8K.
First Trust Smith Unconstrained Bond ETF made up ﹤0.01% of B. Riley Wealth Management's portfolio in Q2 2022, its #435 holding.
B. Riley Wealth Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2021 and has held it in 3 quarters since.
B. Riley Wealth Management's First Trust Smith Unconstrained Bond ETF position peaked at $517K in Q3 2021.
160 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2022.

Based on B. Riley Wealth Management's 13F filing for Q2 2022, filed 9 Sep 2022.