B. Riley Wealth Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q2	$450	Sell	18,356 -834	-4%	-$20	﹤0.01%	435
2022 Q1	$490K	Buy	+19,190	New	+$490K	0.04%	332
2021 Q4	–	Sell	-19,438	Closed	-$517K	–	693
2021 Q3	$517K	Buy	+19,438	New	+$517K	0.04%	326