BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
-3.8%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$106M
Cap. Flow %
-8.14%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

1
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
+$6.43M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.66M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.84M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.66M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.65M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$16M
2
AMGN icon
Amgen
AMGN
+$15.5M
3
BAC icon
Bank of America
BAC
+$11.3M
4
JPM icon
JPMorgan Chase
JPM
+$11.3M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

1 Technology 11.68%
2 Healthcare 8.42%
3 Consumer Discretionary 7.64%
4 Industrials 5.34%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EWX icon
301
SPDR S&P Emerging Markets Small Cap ETF
EWX
$723M
$592K 0.05%
10,441
-5,889
-36% -$334K
CMI icon
302
Cummins
CMI
$54.4B
$590K 0.05%
2,878
+1,822
+173% +$374K
BTX
303
BlackRock Technology and Private Equity Term Trust
BTX
$831M
$587K 0.05%
51,499
-2,614
-5% -$29.8K
MS icon
304
Morgan Stanley
MS
$243B
$583K 0.04%
6,665
+2,558
+62% +$224K
USFR icon
305
WisdomTree Floating Rate Treasury Fund
USFR
$18.8B
$577K 0.04%
+11,473
New +$577K
KYN icon
306
Kayne Anderson Energy Infrastructure Fund
KYN
$2.07B
$564K 0.04%
61,184
+24,990
+69% +$230K
BND icon
307
Vanguard Total Bond Market
BND
$135B
$558K 0.04%
7,016
+3,676
+110% +$292K
ASG
308
Liberty All-Star Growth Fund
ASG
$349M
$553K 0.04%
73,285
+5,600
+8% +$42.3K
QRVO icon
309
Qorvo
QRVO
$8.53B
$553K 0.04%
4,454
-66
-1% -$8.19K
BLDR icon
310
Builders FirstSource
BLDR
$15.5B
$549K 0.04%
8,499
+2,291
+37% +$148K
VDE icon
311
Vanguard Energy ETF
VDE
$7.21B
$548K 0.04%
5,124
+1,449
+39% +$155K
IGHG icon
312
ProShares Investment Grade-Interest Rate Hedged
IGHG
$263M
$544K 0.04%
7,537
-1,696
-18% -$122K
VOE icon
313
Vanguard Mid-Cap Value ETF
VOE
$18.7B
$543K 0.04%
3,625
+286
+9% +$42.8K
IWD icon
314
iShares Russell 1000 Value ETF
IWD
$63.5B
$535K 0.04%
3,225
+21
+0.7% +$3.48K
VEA icon
315
Vanguard FTSE Developed Markets ETF
VEA
$172B
$535K 0.04%
11,134
-669
-6% -$32.1K
GAB icon
316
Gabelli Equity Trust
GAB
$1.89B
$529K 0.04%
76,369
– –
ECL icon
317
Ecolab
ECL
$76.8B
$526K 0.04%
2,980
-364
-11% -$64.3K
TSCO icon
318
Tractor Supply
TSCO
$31.3B
$523K 0.04%
11,205
+1,205
+12% +$56.2K
VV icon
319
Vanguard Large-Cap ETF
VV
$44.8B
$519K 0.04%
2,491
-516
-17% -$108K
PLL
320
DELISTED
Piedmont Lithium
PLL
$517K 0.04%
7,086
+1,300
+22% +$94.8K
SPHD icon
321
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.15B
$515K 0.04%
+10,905
New +$515K
TJX icon
322
TJX Companies
TJX
$156B
$514K 0.04%
8,483
-6,210
-42% -$376K
WPC icon
323
W.P. Carey
WPC
$14.8B
$513K 0.04%
6,483
-25
-0.4% -$1.98K
MAIN icon
324
Main Street Capital
MAIN
$5.9B
$512K 0.04%
12,008
+1,190
+11% +$50.7K
SWAN icon
325
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$263M
$510K 0.04%
16,297
+2,852
+21% +$89.3K
11 12
13
14 15