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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
301
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$592K 0.05%
10,441
-5,889
-36% -$336K
CMI icon
302
Cummins
CMI
$88.7B
$590K 0.05%
2,878
+1,822
+173% +$394K
BTX
303
BlackRock Technology and Private Equity Term Trust
BTX
$1B
$587K 0.05%
51,499
-2,614
-5% -$32.9K
MS icon
304
Morgan Stanley
MS
$340B
$583K 0.04%
6,665
+2,558
+62% +$247K
USFR icon
305
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$577K 0.04%
+11,473
New +$577K
KYN icon
306
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$564K 0.04%
61,184
+24,990
+69% +$212K
BND icon
307
Vanguard Total Bond Market
BND
$158B
$558K 0.04%
7,016
+3,676
+110% +$300K
ASG
308
Liberty All-Star Growth Fund
ASG
$341M
$553K 0.04%
73,285
+5,600
+8% +$40.8K
QRVO icon
309
Qorvo
QRVO
$8.74B
$553K 0.04%
4,454
-66
-1% -$8.93K
BLDR icon
310
Builders FirstSource
BLDR
$8.04B
$549K 0.04%
8,499
+2,291
+37% +$166K
VDE icon
311
Vanguard Energy ETF
VDE
$9.74B
$548K 0.04%
5,124
+1,449
+39% +$139K
IGHG icon
312
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$544K 0.04%
7,537
-1,696
-18% -$123K
VOE icon
313
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$543K 0.04%
3,625
+286
+9% +$42.1K
IWD icon
314
iShares Russell 1000 Value ETF
IWD
$83.7B
$535K 0.04%
3,225
+21
+0.7% +$3.45K
VEA icon
315
Vanguard FTSE Developed Markets ETF
VEA
$236B
$535K 0.04%
11,134
-669
-6% -$32.6K
GAB icon
316
Gabelli Equity Trust
GAB
$1.79B
$529K 0.04%
76,369
– –
ECL icon
317
Ecolab
ECL
$79.9B
$526K 0.04%
2,980
-364
-11% -$68.4K
TSCO icon
318
Tractor Supply
TSCO
$18B
$523K 0.04%
11,205
+1,205
+12% +$53.3K
VV icon
319
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$519K 0.04%
2,491
-516
-17% -$106K
PLL
320
DELISTED
Piedmont Lithium
PLL
$517K 0.04%
7,086
+1,300
+22% +$73K
SPHD icon
321
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$515K 0.04%
+10,905
New +$497K
TJX icon
322
TJX Companies
TJX
$178B
$514K 0.04%
8,483
-6,210
-42% -$416K
WPC icon
323
W.P. Carey
WPC
$16.4B
$513K 0.04%
6,483
-25
-0.4% -$1.92K
MAIN icon
324
Main Street Capital
MAIN
$5.48B
$512K 0.04%
12,008
+1,190
+11% +$51K
SWAN icon
325
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$161M
$510K 0.04%
16,297
+2,852
+21% +$91.3K
11 12
13
14 15

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.