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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DE icon
301
Deere & Co
DE
$166B
$622K 0.04%
1,813
+226
+14% +$78.6K
ARCC icon
302
Ares Capital
ARCC
$14.1B
$616K 0.04%
29,057
+11,917
+70% +$248K
ASG
303
Liberty All-Star Growth Fund
ASG
$339M
$609K 0.04%
67,685
– –
IGSB icon
304
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$608K 0.04%
11,276
-1,203
-10% -$65.1K
RAVI icon
305
FlexShares Ultra-Short Income Fund
RAVI
$1.49B
$607K 0.04%
8,038
-468
-6% -$35.5K
VEA icon
306
Vanguard FTSE Developed Markets ETF
VEA
$234B
$603K 0.04%
11,803
+108
+0.9% +$5.54K
AXP icon
307
American Express
AXP
$231B
$593K 0.04%
3,627
+254
+8% +$43.3K
MVT
308
DELISTED
BlackRock MuniVest Fund II
MVT
$592K 0.04%
37,375
– –
AWH
309
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$591K 0.04%
22,265
-11,682
-34% -$443K
ARKG icon
310
ARK Genomic Revolution ETF
ARKG
$1.63B
$587K 0.04%
9,593
-258
-3% -$17.8K
OKTA icon
311
Okta
OKTA
$24.9B
$580K 0.04%
2,588
-126
-5% -$30K
JAAA icon
312
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$575K 0.04%
+11,418
New +$576K
MGA icon
313
Magna International
MGA
$18.1B
$572K 0.04%
7,062
+806
+13% +$65.6K
ZTS icon
314
Zoetis
ZTS
$32.4B
$571K 0.04%
2,340
-11
-0.5% -$2.41K
HUN icon
315
Huntsman Corp
HUN
$1.78B
$569K 0.04%
16,325
+1,782
+12% +$58.2K
FTSL icon
316
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$566K 0.04%
11,808
+3,896
+49% +$186K
DKS icon
317
Dick's Sporting Goods
DKS
$17.8B
$565K 0.04%
4,916
+295
+6% +$35.3K
LH icon
318
Labcorp
LH
$25.6B
$564K 0.04%
2,089
+232
+12% +$57.4K
MBSD icon
319
FlexShares Disciplined Duration MBS Index Fund
MBSD
$88.7M
$562K 0.04%
24,244
-6,873
-22% -$160K
FDG icon
320
American Century Focused Dynamic Growth ETF
FDG
$422M
$560K 0.04%
6,935
+197
+3% +$16.6K
VOT icon
321
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$558K 0.04%
2,190
-15
-0.7% -$3.78K
WHR icon
322
Whirlpool
WHR
$2.8B
$556K 0.04%
2,370
-470
-17% -$103K
BITO icon
323
ProShares Bitcoin Strategy ETF
BITO
$1.44B
$550K 0.04%
+19,027
New +$685K
ZS icon
324
Zscaler
ZS
$26.3B
$550K 0.04%
1,713
+47
+3% +$14.8K
GAB icon
325
Gabelli Equity Trust
GAB
$1.76B
$549K 0.04%
76,369
+5,692
+8% +$39.9K
11 12
13
14 15

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.