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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
301
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$286K 0.03%
+9,624
New +$286K
SE icon
302
Sea Limited
SE
$69.5B
$285K 0.03%
+1,848
New +$249K
NIE
303
Virtus Equity & Convertible Income Fund
NIE
$732M
$282K 0.03%
+11,628
New +$281K
GWPH
304
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$278K 0.03%
2,855
+1,088
+62% +$125K
LEO
305
BNY Mellon Strategic Municipals
LEO
$387M
$277K 0.03%
+33,500
New +$277K
ADM icon
306
Archer Daniels Midland
ADM
$36.9B
$275K 0.03%
+5,912
New +$258K
SPCE icon
307
Virgin Galactic
SPCE
$398M
$275K 0.03%
715
-86
-11% -$32.6K
NTG
308
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$273K 0.03%
18,837
-1,980
-10% -$33.2K
SRVR icon
309
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
$271K 0.03%
7,682
+1,167
+18% +$42.3K
BDX icon
310
Becton Dickinson
BDX
$48.2B
$270K 0.03%
+1,190
New +$292K
HDB icon
311
HDFC Bank
HDB
$121B
$269K 0.03%
+10,760
New +$261K
HYD icon
312
VanEck High Yield Muni ETF
HYD
$4.45B
$268K 0.03%
+4,485
New +$269K
PZA icon
313
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$266K 0.03%
+9,989
New +$268K
TFFP
314
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$264K 0.03%
+572
New +$161K
GNMA icon
315
iShares GNMA Bond ETF
GNMA
$423M
$260K 0.03%
5,090
+150
+3% +$7.68K
CARR icon
316
Carrier Global
CARR
$52.8B
$258K 0.03%
+8,450
New +$239K
QED
317
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$257K 0.03%
11,318
– –
BXMX
318
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$255K 0.03%
+22,585
New +$258K
SLV icon
319
iShares Silver Trust
SLV
$30.7B
$255K 0.03%
+11,786
New +$268K
GM icon
320
General Motors
GM
$76.8B
$254K 0.03%
+8,573
New +$241K
VKQ icon
321
Invesco Municipal Trust
VKQ
$551M
$254K 0.03%
21,149
+3,614
+21% +$44.4K
MQY icon
322
BlackRock MuniYield Quality Fund
MQY
$817M
$253K 0.03%
15,785
+2,980
+23% +$47.9K
VTWO icon
323
Vanguard Russell 2000 ETF
VTWO
$17.9B
$253K 0.03%
+4,176
New +$253K
IDN icon
324
Intellicheck
IDN
$79.6M
$252K 0.03%
37,742
– –
TRIL
325
DELISTED
Trillium Therapeutics Inc.
TRIL
$252K 0.03%
+17,750
New +$177K
11 12
13
14 15

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CRCM
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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.