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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
276
Philip Morris
PM
$295B
$670K 0.05%
7,127
+439
+7% +$43.9K
RPV icon
277
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$670K 0.05%
+7,824
New +$654K
ETSY icon
278
Etsy
ETSY
$7.85B
$662K 0.05%
5,323
-189
-3% -$28.1K
SMH icon
279
VanEck Semiconductor ETF
SMH
$73.2B
$659K 0.05%
4,884
-3,520
-42% -$482K
AIO
280
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$658K 0.05%
30,080
+300
+1% +$6.73K
IJH icon
281
iShares Core S&P Mid-Cap ETF
IJH
$127B
$658K 0.05%
12,265
+285
+2% +$15.2K
USO icon
282
United States Oil Fund
USO
$1.84B
$656K 0.05%
+8,844
New +$595K
VUZI icon
283
Vuzix
VUZI
$224M
$656K 0.05%
99,325
– –
XLP icon
284
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$649K 0.05%
8,552
+2,077
+32% +$156K
AXP icon
285
American Express
AXP
$230B
$643K 0.05%
3,441
-186
-5% -$33.6K
PRU icon
286
Prudential Financial
PRU
$41.8B
$643K 0.05%
5,438
+502
+10% +$57.1K
EOG icon
287
EOG Resources
EOG
$70.7B
$637K 0.05%
5,343
-485
-8% -$54K
IRM icon
288
Iron Mountain
IRM
$36.1B
$637K 0.05%
11,497
+1,659
+17% +$79K
MAR icon
289
Marriott International
MAR
$92.3B
$637K 0.05%
3,625
+897
+33% +$149K
VMBS icon
290
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$636K 0.05%
12,698
+4,227
+50% +$217K
COF icon
291
Capital One
COF
$134B
$630K 0.05%
+4,800
New +$700K
UPST icon
292
Upstart Holdings
UPST
$3.03B
$625K 0.05%
5,729
+2,220
+63% +$256K
MDLZ icon
293
Mondelez International
MDLZ
$79.9B
$618K 0.05%
9,845
-4,268
-30% -$278K
JKHY icon
294
Jack Henry & Associates
JKHY
$11.1B
$615K 0.05%
3,119
+17
+0.5% +$2.97K
USDP
295
DELISTED
USD PARTNERS LP
USDP
$612K 0.05%
101,640
+16,043
+19% +$91.9K
AWH
296
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$603K 0.05%
38,678
+16,413
+74% +$284K
RAVI icon
297
FlexShares Ultra-Short Income Fund
RAVI
$1.49B
$602K 0.05%
8,044
+6
+0.1% +$451
MUNI icon
298
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$599K 0.05%
11,300
– –
LRCX icon
299
Lam Research
LRCX
$390B
$598K 0.05%
11,130
+3,590
+48% +$209K
MO icon
300
Altria Group
MO
$114B
$593K 0.05%
11,345
+1,918
+20% +$97.7K
10 11
12
13 14

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PGF
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HIH
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CRCM
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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.