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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
276
Nuveen Taxable Municipal Income Fund
NBB
$453M
$273K 0.04%
11,478
-1,902
-14% -$42.9K
ASML icon
277
ASML
ASML
$669B
$272K 0.04%
558
– –
ACN icon
278
Accenture
ACN
$108B
$271K 0.04%
1,038
-871
-46% -$209K
NS
279
DELISTED
NuStar Energy L.P.
NS
$270K 0.03%
18,733
-2,064
-10% -$26.4K
AZN icon
280
AstraZeneca
AZN
$250B
$269K 0.03%
2,692
-501
-16% -$53.1K
ADRE
281
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$268K 0.03%
+4,754
New +$248K
DNOV icon
282
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$265K 0.03%
7,967
-7,725
-49% -$252K
QED
283
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$265K 0.03%
11,318
– –
NCB
284
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$265K 0.03%
17,186
-6,214
-27% -$96.1K
IJH icon
285
iShares Core S&P Mid-Cap ETF
IJH
$127B
$264K 0.03%
5,740
– –
NVS icon
286
Novartis
NVS
$297B
$263K 0.03%
2,787
-77
-3% -$6.73K
IDN icon
287
Intellicheck
IDN
$79.6M
$262K 0.03%
23,000
-14,742
-39% -$133K
AXON
288
Axon Enterprise
AXON
$46.4B
$260K 0.03%
+2,125
New +$244K
BDX icon
289
Becton Dickinson
BDX
$48.7B
$255K 0.03%
1,043
-147
-12% -$34.3K
VTWG icon
290
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$253K 0.03%
+1,213
New +$225K
IBUY icon
291
Amplify Online Retail ETF
IBUY
$112M
$249K 0.03%
2,174
-1,436
-40% -$146K
BRT
292
BRT Apartments
BRT
$271M
$248K 0.03%
59,031
+740
+1% +$9.97K
BAX icon
293
Baxter International
BAX
$14.2B
$247K 0.03%
3,074
-1,690
-35% -$134K
AGNC icon
294
AGNC Investment
AGNC
$12.9B
$246K 0.03%
+15,772
New +$233K
XHS icon
295
State Street SPDR S&P Health Care Services ETF
XHS
$208M
$246K 0.03%
+2,542
New +$222K
MQY icon
296
BlackRock MuniYield Quality Fund
MQY
$817M
$244K 0.03%
14,785
-1,000
-6% -$16.4K
XLC icon
297
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$244K 0.03%
3,611
-2,654
-42% -$169K
BSJN
298
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$243K 0.03%
9,561
-7,813
-45% -$196K
GSY icon
299
Invesco Ultra Short Duration ETF
GSY
$3.9B
$242K 0.03%
4,790
-6,313
-57% -$319K
MAIN icon
300
Main Street Capital
MAIN
$5.48B
$242K 0.03%
7,494
-17,228
-70% -$529K
10 11
12
13 14

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.