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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAY icon
276
Amplify Mobile Payments ETF
IPAY
$183M
$290K 0.05%
6,231
-607
-9% -$29.1K
QCOM icon
277
Qualcomm
QCOM
$159B
$289K 0.05%
3,782
+10
+0.3% +$753
TXN icon
278
Texas Instruments
TXN
$246B
$287K 0.05%
2,219
-50
-2% -$6.16K
DAL icon
279
Delta Air Lines
DAL
$60.2B
$286K 0.05%
4,968
-2,800
-36% -$166K
PM icon
280
Philip Morris
PM
$292B
$285K 0.05%
3,757
-69
-2% -$5.47K
ITEQ icon
281
Amplify BlueStar Israel Technology ETF
ITEQ
$115M
$284K 0.05%
7,120
-67
-0.9% -$2.73K
MUNI icon
282
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.07B
$282K 0.05%
+5,100
New +$282K
SLRC icon
283
SLR Investment Corp
SLRC
$709M
$282K 0.05%
13,667
– –
EMR icon
284
Emerson Electric
EMR
$86.7B
$278K 0.05%
4,154
+5
+0.1% +$314
TIP icon
285
iShares TIPS Bond ETF
TIP
$14.5B
$278K 0.05%
2,388
-708
-23% -$82.2K
EOLS icon
286
Evolus
EOLS
$398M
$277K 0.05%
17,750
-5,050
-22% -$82.8K
KW
287
DELISTED
Kennedy-Wilson Holdings
KW
$277K 0.05%
12,620
– –
RWR icon
288
State Street SPDR Dow Jones REIT ETF
RWR
$1.99B
$277K 0.05%
2,648
-3,143
-54% -$320K
CSW
289
CSW Industrials
CSW
$5.6B
$276K 0.05%
4,000
– –
STC icon
290
Stewart Information Services
STC
$2.1B
$276K 0.05%
7,124
– –
GIS icon
291
General Mills
GIS
$19.2B
$275K 0.05%
4,983
-267
-5% -$14.4K
COP icon
292
ConocoPhillips
COP
$145B
$274K 0.05%
4,798
-94
-2% -$5.35K
ICLN icon
293
iShares Global Clean Energy ETF
ICLN
$2.35B
$271K 0.05%
+24,886
New +$271K
IGPT icon
294
Invesco AI and Next Gen Software ETF
IGPT
$1.18B
$271K 0.05%
8,730
-1,668
-16% -$54.3K
KYN icon
295
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$270K 0.05%
18,665
– –
PSX icon
296
Phillips 66
PSX
$82.7B
$270K 0.05%
2,636
+14
+0.5% +$1.4K
HYI
297
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$269K 0.05%
+17,750
New +$270K
BDX icon
298
Becton Dickinson
BDX
$46.9B
$265K 0.05%
1,072
+1
+0.1% +$247
PBE icon
299
Invesco Biotechnology & Genome ETF
PBE
$284M
$264K 0.05%
7,690
+142
+2% +$7.28K
HYS icon
300
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$263K 0.05%
2,637
-183
-6% -$18.3K
10 11
12
13 14

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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.