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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFFA icon
251
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.47B
$873K 0.06%
34,771
+1,558
+5% +$38.8K
SCHV
252
Schwab US Large-Cap Value ETF
SCHV
$16B
$870K 0.06%
35,649
-510
-1% -$12.1K
DOW icon
253
Dow Inc
DOW
$21.9B
$864K 0.06%
15,225
+4,096
+37% +$234K
VUZI icon
254
Vuzix
VUZI
$215M
$861K 0.06%
99,325
-5,600
-5% -$60.5K
FPEI icon
255
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$850K 0.06%
41,648
– –
AJG icon
256
Arthur J. Gallagher & Co
AJG
$64.5B
$848K 0.06%
5,000
– –
AZO icon
257
AutoZone
AZO
$50.1B
$847K 0.06%
404
+71
+21% +$132K
MU icon
258
Micron Technology
MU
$996B
$847K 0.06%
9,088
-8,907
-49% -$695K
TPVG icon
259
TriplePoint Venture Growth BDC
TPVG
$212M
$836K 0.06%
46,560
+805
+2% +$14.1K
FMAY icon
260
FT Vest US Equity Buffer ETF May
FMAY
$1.44B
$830K 0.06%
21,690
-500
-2% -$18.8K
RIV
261
RiverNorth Opportunities Fund
RIV
$314M
$813K 0.06%
50,985
+30,913
+154% +$523K
ICE icon
262
Intercontinental Exchange
ICE
$84.1B
$805K 0.06%
5,885
+1,152
+24% +$153K
DAUG icon
263
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$797K 0.06%
22,543
-1,154
-5% -$40.3K
ILPT
264
Industrial Logistics Properties Trust
ILPT
$575M
$794K 0.06%
+31,687
New +$801K
BTX
265
BlackRock Technology and Private Equity Term Trust
BTX
$982M
$787K 0.05%
54,113
+7,495
+16% +$124K
ECL icon
266
Ecolab
ECL
$79.8B
$784K 0.05%
3,344
-82
-2% -$18.5K
ILMN icon
267
Illumina
ILMN
$29.3B
$763K 0.05%
2,061
-85
-4% -$32.2K
IYG icon
268
iShares US Financial Services ETF
IYG
$2.21B
$755K 0.05%
11,730
– –
VWO icon
269
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$752K 0.05%
15,199
+54
+0.4% +$2.72K
AIO
270
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$898M
$738K 0.05%
29,780
+12,780
+75% +$347K
CRWD icon
271
CrowdStrike
CRWD
$211B
$734K 0.05%
14,340
+552
+4% +$33.6K
PAPR icon
272
Innovator US Equity Power Buffer ETF April
PAPR
$959M
$733K 0.05%
24,997
-360
-1% -$10.5K
EMR icon
273
Emerson Electric
EMR
$87.5B
$732K 0.05%
7,878
+773
+11% +$72.8K
FSEP icon
274
FT Vest US Equity Buffer ETF September
FSEP
$1.23B
$727K 0.05%
20,200
– –
ITA icon
275
iShares US Aerospace & Defense ETF
ITA
$14.6B
$722K 0.05%
7,021
+291
+4% +$30.3K
9 10
11
12 13

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PGF
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HIH
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.