We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$93.9M
Cap. Flow %
10.97%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$22.9M
2
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$16.1M
3
VZ icon
Verizon
VZ
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

Rank Sector Weight
1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
251
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$407K 0.05%
5,956
-409
-6% -$26.9K
OKE icon
252
Oneok
OKE
$54.7B
$402K 0.05%
7,940
+1,950
+33% +$88.6K
IYG icon
253
iShares US Financial Services ETF
IYG
$2.2B
$399K 0.05%
+6,990
New +$378K
WPC icon
254
W.P. Carey
WPC
$16.4B
$397K 0.05%
+5,724
New +$384K
LMND icon
255
Lemonade
LMND
$4.13B
$396K 0.05%
4,251
-548
-11% -$70.8K
QQQX icon
256
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$396K 0.05%
14,585
+3,068
+27% +$81.8K
DKNG icon
257
DraftKings
DKNG
$11.6B
$384K 0.04%
6,264
-400
-6% -$24K
IVV icon
258
iShares Core S&P 500 ETF
IVV
$901B
$384K 0.04%
966
-58
-6% -$22.5K
QSR icon
259
Restaurant Brands International
QSR
$25.8B
$382K 0.04%
5,878
+1
+0% +$62
DNOV icon
260
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
$380K 0.04%
11,149
+3,182
+40% +$107K
SLV icon
261
iShares Silver Trust
SLV
$30.7B
$377K 0.04%
16,620
+2,020
+14% +$49.2K
QYLD icon
262
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.26B
$371K 0.04%
+16,418
New +$375K
FTLS icon
263
First Trust Long/Short Equity ETF
FTLS
$2.49B
$370K 0.04%
8,132
– –
W icon
264
Wayfair
W
$14.6B
$370K 0.04%
+1,174
New +$346K
LIT icon
265
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$367K 0.04%
6,273
+2,648
+73% +$173K
FNOV icon
266
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$365K 0.04%
10,000
– –
BAR icon
267
GraniteShares Gold Shares
BAR
$1.46B
$363K 0.04%
21,392
-2,000
-9% -$35.6K
GSK icon
268
GSK
GSK
$106B
$360K 0.04%
8,065
-1,544
-16% -$70.1K
XLE icon
269
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$360K 0.04%
+14,672
New +$338K
CARR icon
270
Carrier Global
CARR
$52.7B
$359K 0.04%
8,505
-139
-2% -$5.4K
PARA
271
DELISTED
Paramount Global Class B
PARA
$355K 0.04%
+7,874
New +$481K
PTLC icon
272
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$355K 0.04%
9,750
-582
-6% -$19.6K
JD icon
273
JD.com
JD
$44.4B
$354K 0.04%
4,194
-446
-10% -$40.9K
KBNT
274
DELISTED
Kubient, Inc. Common Stock
KBNT
$353K 0.04%
+48,404
New +$339K
DCP
275
DELISTED
DCP Midstream, LP
DCP
$352K 0.04%
16,260
-1,350
-8% -$29.7K
9 10
11
12 13

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Wealth Management held 504 positions worth $856M, up 10% from $775M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $93.9M of net new capital in Q1 2021, opening 119 new positions and adding to 139 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.6M trimmed.

  • B. Riley Wealth Management's largest Q1 2021 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q1 2021, an estimated $22.9M increase.
  • B. Riley Wealth Management's biggest Q1 2021 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.6M.
  • B. Riley Wealth Management fully exited PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2021, selling an estimated $9.32M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $856M portfolio in Q1 2021.
  • B. Riley Wealth Management opened 119 new positions and closed 72 in Q1 2021.
  • B. Riley Wealth Management's portfolio value rose 10% quarter-over-quarter to $856M.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.