BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
+4.28%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$69.6M
Cap. Flow %
8.14%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$16.2M
2
VZ icon
Verizon
VZ
$11.1M
3
V icon
Visa
V
$9.98M
4
GLD icon
SPDR Gold Trust
GLD
$8.92M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
$7.33M

Top Sells

1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.11M
4
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$6.61M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$6.33M

Sector Composition

1 Technology 11.75%
2 Healthcare 8.44%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XLP icon
251
Consumers Staples Select Sector SPDR Fund
XLP
$15.7B
$407K 0.05%
5,956
-409
-6% -$27.9K
OKE icon
252
Oneok
OKE
$45.7B
$402K 0.05%
7,940
+1,950
+33% +$98.7K
IYG icon
253
iShares US Financial Services ETF
IYG
$1.9B
$399K 0.05%
+6,990
New +$399K
WPC icon
254
W.P. Carey
WPC
$14.9B
$397K 0.05%
+5,724
New +$397K
LMND icon
255
Lemonade
LMND
$3.69B
$396K 0.05%
4,251
-548
-11% -$51K
QQQX icon
256
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
$396K 0.05%
14,585
+3,068
+27% +$83.3K
DKNG icon
257
DraftKings
DKNG
$23B
$384K 0.04%
6,264
-400
-6% -$24.5K
IVV icon
258
iShares Core S&P 500 ETF
IVV
$663B
$384K 0.04%
966
-58
-6% -$23.1K
QSR icon
259
Restaurant Brands International
QSR
$20.6B
$382K 0.04%
5,878
+1
+0% +$65
DNOV icon
260
FT Vest US Equity Deep Buffer ETF November
DNOV
$325M
$380K 0.04%
11,149
+3,182
+40% +$108K
SLV icon
261
iShares Silver Trust
SLV
$20.1B
$377K 0.04%
16,620
+2,020
+14% +$45.8K
QYLD icon
262
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.22B
$371K 0.04%
+16,418
New +$371K
FTLS icon
263
First Trust Long/Short Equity ETF
FTLS
$1.97B
$370K 0.04%
8,132
– –
W icon
264
Wayfair
W
$11.4B
$370K 0.04%
+1,174
New +$370K
LIT icon
265
Global X Lithium & Battery Tech ETF
LIT
$1.15B
$367K 0.04%
6,273
+2,648
+73% +$155K
FNOV icon
266
FT Vest US Equity Buffer ETF November
FNOV
$986M
$365K 0.04%
10,000
– –
BAR icon
267
GraniteShares Gold Shares
BAR
$1.19B
$363K 0.04%
21,392
-2,000
-9% -$33.9K
GSK icon
268
GSK
GSK
$81.4B
$360K 0.04%
8,065
-1,544
-16% -$68.9K
XLE icon
269
Energy Select Sector SPDR Fund
XLE
$26.7B
$360K 0.04%
+7,336
New +$360K
CARR icon
270
Carrier Global
CARR
$55.5B
$359K 0.04%
8,505
-139
-2% -$5.87K
PARA
271
DELISTED
Paramount Global Class B
PARA
$355K 0.04%
+7,874
New +$355K
PTLC icon
272
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
$355K 0.04%
9,750
-582
-6% -$21.2K
JD icon
273
JD.com
JD
$44.2B
$354K 0.04%
4,194
-446
-10% -$37.6K
KBNT
274
DELISTED
Kubient, Inc. Common Stock
KBNT
$353K 0.04%
+48,404
New +$353K
DCP
275
DELISTED
DCP Midstream, LP
DCP
$352K 0.04%
16,260
-1,350
-8% -$29.2K
9 10
11
12 13