We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYI
251
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$428K 0.05%
30,507
+9,607
+46% +$138K
SIVB
252
DELISTED
SVB Financial Group
SIVB
$428K 0.05%
1,777
+44
+3% +$10.4K
BSJN
253
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$426K 0.05%
17,374
+12
+0.1% +$296
POCT icon
254
Innovator US Equity Power Buffer ETF October
POCT
$973M
$420K 0.05%
15,897
+197
+1% +$5.1K
FMB icon
255
First Trust Managed Municipal ETF
FMB
$2.06B
$419K 0.05%
7,535
– –
WPC icon
256
W.P. Carey
WPC
$16.4B
$417K 0.05%
6,532
+1,331
+26% +$89.7K
HYS icon
257
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$416K 0.05%
4,434
-212
-5% -$19.9K
ARKK icon
258
ARK Innovation ETF
ARKK
$6.31B
$408K 0.05%
4,433
+900
+25% +$77K
AEP icon
259
American Electric Power
AEP
$68.4B
$405K 0.05%
+4,955
New +$408K
MDB icon
260
MongoDB
MDB
$32.1B
$401K 0.05%
1,733
+355
+26% +$77K
AIO
261
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$395K 0.05%
18,300
-18,000
-50% -$378K
IEFA icon
262
iShares Core MSCI EAFE ETF
IEFA
$196B
$390K 0.05%
6,475
-1,339
-17% -$80.8K
GLPI icon
263
Gaming and Leisure Properties
GLPI
$12.8B
$388K 0.05%
10,509
-8,723
-45% -$317K
COUP
264
DELISTED
Coupa Software Incorporated
COUP
$384K 0.05%
1,402
+594
+74% +$173K
AM icon
265
Antero Midstream
AM
$10.1B
$383K 0.05%
+71,389
New +$435K
BAX icon
266
Baxter International
BAX
$14.2B
$383K 0.05%
4,764
+2,417
+103% +$203K
PAI
267
Western Asset Investment Grade Income Fund
PAI
$114M
$379K 0.04%
23,534
+7,334
+45% +$116K
FDG icon
268
American Century Focused Dynamic Growth ETF
FDG
$429M
$375K 0.04%
+5,792
New +$360K
XLC icon
269
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$372K 0.04%
6,265
+270
+5% +$16K
GS icon
270
Goldman Sachs
GS
$303B
$367K 0.04%
1,828
+501
+38% +$102K
VUG icon
271
Vanguard Morningstar Growth ETF
VUG
$231B
$367K 0.04%
9,672
-1,668,768
-99% -$61.6M
B
272
Barrick Mining
B
$73.2B
$366K 0.04%
+13,029
New +$371K
ZTS icon
273
Zoetis
ZTS
$30B
$366K 0.04%
+2,212
New +$340K
NCB
274
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$366K 0.04%
23,400
– –
PSX icon
275
Phillips 66
PSX
$81.4B
$359K 0.04%
6,931
-8,601
-55% -$525K
9 10
11
12 13

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.