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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$19.8M
Cap. Flow
-$16.3M
Cap. Flow %
-12.14%
Top 10 Hldgs %
14.08%
Holding
1,244
New
112
Increased
247
Reduced
283
Closed
141

Top Buys

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.53M
2
SLB icon
SLB Ltd
SLB
+$819K
3
ATVI
Activision Blizzard
ATVI
+$811K
4
MS icon
Morgan Stanley
MS
+$801K
5
X
US Steel
X
+$773K

Top Sells

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.22M
2
THRM icon
Gentherm
THRM
+$1.19M
3
JPM icon
JPMorgan Chase
JPM
+$1.11M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$1.08M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$1.03M

Sector Composition

Rank Sector Weight
1 Energy 13.16%
2 Financials 7.77%
3 Industrials 7.53%
4 Technology 6.13%
5 Consumer Staples 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
251
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$129K 0.1%
2,383
+182
+8% +$10.6K
JNK icon
252
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$128K 0.1%
1,063
-789
-43% -$97K
TSLA icon
253
Tesla
TSLA
$1.23T
$128K 0.1%
35,835
+28,020
+359% +$462K
PXD
254
DELISTED
Pioneer Natural Resource Co.
PXD
$128K 0.1%
650
– –
ED icon
255
Consolidated Edison
ED
$40.1B
$127K 0.09%
2,259
+21
+0.9% +$1.19K
CBI
256
DELISTED
Chicago Bridge & Iron Nv
CBI
$127K 0.09%
2,200
+1,600
+267% +$101K
IBM icon
257
IBM
IBM
$211B
$126K 0.09%
695
-2,549
-79% -$464K
RSX
258
DELISTED
VanEck Russia ETF
RSX
$125K 0.09%
5,600
– –
ARG
259
DELISTED
Airgas Inc
ARG
$125K 0.09%
1,139
+6
+0.5% +$659
WPZ
260
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$125K 0.09%
2,518
+4
+0.2% +$199
CADE
261
DELISTED
Cadence Bank
CADE
$124K 0.09%
6,200
+2,800
+82% +$60.8K
V icon
262
Visa
V
$684B
$124K 0.09%
2,328
-1,200
-34% -$64.5K
LMT icon
263
Lockheed Martin
LMT
$134B
$123K 0.09%
675
+5
+0.7% +$851
WDAY icon
264
Workday
WDAY
$39.6B
$123K 0.09%
1,500
-2,848
-66% -$243K
WM icon
265
Waste Management
WM
$90.6B
$123K 0.09%
2,589
– –
HCI icon
266
HCI Group
HCI
$2.23B
$121K 0.09%
3,380
+150
+5% +$6.06K
OXY icon
267
Occidental Petroleum
OXY
$56.8B
$119K 0.09%
1,298
+3
+0.2% +$288
SYY icon
268
Sysco
SYY
$40.8B
$119K 0.09%
3,149
+11
+0.4% +$411
WSR
269
DELISTED
Whitestone REIT
WSR
$119K 0.09%
8,568
-240
-3% -$3.58K
DD icon
270
DuPont de Nemours
DD
$18.5B
$118K 0.09%
889
-2,249
-72% -$300K
VOYA icon
271
Voya Financial
VOYA
$9.01B
$117K 0.09%
3,000
– –
FCX icon
272
Freeport-McMoran
FCX
$90B
$115K 0.09%
3,535
-27,095
-88% -$984K
GSG icon
273
iShares S&P GSCI Commodity-Indexed Trust
GSG
$998M
$115K 0.09%
3,896
+256
+7% +$8.06K
VIOV icon
274
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$115K 0.09%
2,482
– –
AMZN icon
275
Amazon
AMZN
$2.92T
$114K 0.08%
7,100
-16,500
-70% -$274K
9 10
11
12 13

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Management held 1,244 positions worth $135M, down 13% from $154M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

B. Riley Wealth Management withdrew a net $16.3M in Q3 2014, closing 141 positions and reducing 283 holdings. Its most notable exit was Textron, an estimated $918K position sold in full.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in US Steel worth $863K.

  • B. Riley Wealth Management's largest Q3 2014 buy was US Steel: 22,050 shares worth $863K.
  • B. Riley Wealth Management added most to First Trust Consumer Discretionary AlphaDEX Fund in Q3 2014, an estimated $1.53M increase.
  • B. Riley Wealth Management's biggest Q3 2014 reduction was First Trust Utilities AlphaDEX Fund, cutting an estimated $1.22M.
  • B. Riley Wealth Management fully exited Textron in Q3 2014, selling an estimated $918K.
  • B. Riley Wealth Management's ten largest holdings make up 14% of its $135M portfolio in Q3 2014.
  • B. Riley Wealth Management opened 112 new positions and closed 141 in Q3 2014.
  • B. Riley Wealth Management's portfolio value fell 13% quarter-over-quarter to $135M.

Based on B. Riley Wealth Management's 13F filing for Q3 2014, filed 3 Oct 2014.