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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQH
226
abrdn Healthcare Investors
HQH
$1.31B
$1.04M 0.07%
43,833
+956
+2% +$23.8K
AXON
227
Axon Enterprise
AXON
$42.1B
$1.04M 0.07%
6,610
+2,221
+51% +$373K
WFC icon
228
Wells Fargo
WFC
$265B
$1.04M 0.07%
21,624
+1,982
+10% +$97.6K
XLE icon
229
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$1.01M 0.07%
36,298
+15,610
+75% +$441K
DOCU
230
DocuSign
DOCU
$10.9B
$1.01M 0.07%
6,608
+1,250
+23% +$285K
AMP icon
231
Ameriprise Financial
AMP
$49.5B
$1M 0.07%
3,324
+789
+31% +$233K
NZF icon
232
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$996K 0.07%
58,243
+129
+0.2% +$2.18K
FCX icon
233
Freeport-McMoran
FCX
$95.5B
$987K 0.07%
23,655
-5,318
-18% -$202K
FTHY
234
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$496M
$986K 0.07%
48,767
+1,250
+3% +$25.7K
BLE
235
DELISTED
BlackRock Municipal Income Trust II
BLE
$985K 0.07%
65,086
– –
VPU
236
Vanguard Utilities ETF
VPU
$8.3B
$971K 0.07%
6,209
+209
+3% +$30.8K
EWX icon
237
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$688M
$969K 0.07%
16,330
+9
+0.1% +$534
FAUG icon
238
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$968K 0.07%
25,000
– –
PDP icon
239
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$966K 0.07%
10,216
-244
-2% -$23.1K
RBLX icon
240
Roblox
RBLX
$25.7B
$955K 0.07%
+9,255
New +$899K
SOFI icon
241
SoFi Technologies
SOFI
$23.4B
$953K 0.07%
60,255
-45,818
-43% -$841K
COP icon
242
ConocoPhillips
COP
$142B
$944K 0.07%
13,083
+748
+6% +$54.5K
AMAT icon
243
Applied Materials
AMAT
$419B
$939K 0.07%
5,968
+945
+19% +$137K
MDLZ icon
244
Mondelez International
MDLZ
$80.1B
$936K 0.06%
14,113
+666
+5% +$41.1K
KMB icon
245
Kimberly-Clark
KMB
$36.1B
$935K 0.06%
6,539
+203
+3% +$27.3K
SPAB icon
246
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.75B
$933K 0.06%
31,500
+975
+3% +$29K
LIT icon
247
Global X Lithium & Battery Tech ETF
LIT
$1.56B
$932K 0.06%
11,034
+1,866
+20% +$165K
PANW icon
248
Palo Alto Networks
PANW
$293B
$931K 0.06%
10,032
+2,028
+25% +$175K
SO icon
249
Southern Company
SO
$107B
$913K 0.06%
13,314
-255
-2% -$16.3K
MGC icon
250
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$910K 0.06%
5,415
+702
+15% +$114K
8 9
10
11 12

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.