B. Riley Wealth Advisors’s ARK Innovation ETF ARKK Stock Holding History

B. Riley Wealth Advisors’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$850K	Sell	10,547 -427	-4%	-$32.7K	0.05%	340
2026 Q1	$697K	Sell	10,974 -673	-6%	-$49.9K	0.05%	367
2025 Q4	$896K	Sell	11,647 -3,397	-23%	-$281K	0.04%	371
2025 Q3	$1.3M	Sell	15,044 -2,854	-16%	-$218K	0.06%	292
2025 Q2	$1.26M	Buy	+17,898	New	+$987K	0.06%	298
2024 Q4	$1.11M	Sell	19,552 -11,471	-37%	-$615K	0.04%	423
2024 Q3	$1.45M	Sell	31,023 -3,282	-10%	-$147K	0.04%	399
2024 Q2	$1.51M	Sell	34,305 -19,148	-36%	-$855K	0.04%	416
2024 Q1	$2.12M	Sell	53,453 -1,276	-2%	-$62.2K	0.06%	337
2023 Q4	$2.87M	Buy	54,729 +1,276	+2%	+$55.2K	0.08%	267
2023 Q3	$2.12M	Sell	53,453 -43,766	-45%	-$1.93M	0.06%	337
2023 Q2	$4.29M	Buy	97,219 +51,976	+115%	+$2.07M	0.1%	210
2023 Q1	$1.83M	Buy	45,243 +5,748	+15%	+$220K	0.05%	372
2022 Q4	$1.23M	Buy	39,495 +9,870	+33%	+$353K	0.03%	465
2022 Q3	$1.12M	Buy	29,625 +11,957	+68%	+$532K	0.03%	475
2022 Q2	$705K	Sell	17,668 -13,678	-44%	-$651K	0.03%	520
2022 Q1	$2.08M	Sell	31,346 -12,905	-29%	-$911K	0.07%	291
2021 Q4	$4.19M	Sell	44,251 -5,042	-10%	-$550K	0.12%	178
2021 Q3	$5.47M	Sell	49,293 -1,672	-3%	-$201K	0.17%	127
2021 Q2	$6.66M	Buy	50,965 +2,948	+6%	+$344K	0.22%	105
2021 Q1	$5.76M	Buy	48,017 +24,778	+107%	+$3.35M	0.2%	114
2020 Q4	$2.89M	Buy	23,239 +14,568	+168%	+$1.58M	0.15%	151
2020 Q3	$773K	Buy	+8,671	New	+$742K	0.04%	384

Other funds holding ARKK

Madison Park Capital Advisors Seattle, Washington $140M AUM 16.26% 1-Year Est. Return

Kerr Financial Planning Fresno, California $89.6M AUM 72.71% 1-Year Est. Return

Purus Wealth Management Newport Beach, California $363M AUM 39.16% 1-Year Est. Return

Post Resch Tallon Group Pittsford, New York $145M AUM 25.19% 1-Year Est. Return

Apella Capital West Hartford, Connecticut $7.08B AUM 17.38% 1-Year Est. Return

Avior Wealth Management Omaha, Nebraska $3.8B AUM 23.28% 1-Year Est. Return

Redhawk Wealth Advisors Minneapolis, Minnesota $1.02B AUM 35.15% 1-Year Est. Return

Integral Investment Advisors Turlock, California $454M AUM 21.42% 1-Year Est. Return

Grant Private Wealth Management Pleasanton, California $237M AUM 36.07% 1-Year Est. Return

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return