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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAN icon
201
Invesco Solar ETF
TAN
$1.4B
$616K 0.09%
+5,874
New +$470K
CMCSA icon
202
Comcast
CMCSA
$85.6B
$614K 0.09%
11,834
-33,728
-74% -$1.62M
TXN icon
203
Texas Instruments
TXN
$255B
$611K 0.09%
3,724
-5,978
-62% -$929K
MLPA icon
204
Global X MLP ETF
MLPA
$2.28B
$610K 0.09%
22,499
-953
-4% -$24.6K
BWX icon
205
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$609K 0.09%
19,401
+4,454
+30% +$136K
TMUS icon
206
T-Mobile US
TMUS
$194B
$595K 0.08%
4,430
+196
+5% +$24.2K
CSCO icon
207
Cisco
CSCO
$461B
$590K 0.08%
13,255
-13,624
-51% -$560K
SILJ icon
208
Amplify Junior Silver Miners ETF
SILJ
$3.13B
$587K 0.08%
33,968
-364
-1% -$5.31K
CSQ icon
209
Calamos Strategic Total Return Fund
CSQ
$3.18B
$579K 0.08%
36,646
-2,579
-7% -$37.5K
VGT icon
210
Vanguard Information Technology ETF
VGT
$136B
$576K 0.08%
13,232
-1,280
-9% -$52.7K
SPSB icon
211
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$574K 0.08%
18,266
+7,896
+76% +$248K
RTX icon
212
RTX Corp
RTX
$293B
$571K 0.08%
8,002
-1,448
-15% -$95.2K
LMT icon
213
Lockheed Martin
LMT
$133B
$570K 0.08%
1,616
-1,359
-46% -$500K
SMH icon
214
VanEck Semiconductor ETF
SMH
$63.7B
$566K 0.08%
+5,176
New +$513K
XSMO icon
215
Invesco S&P SmallCap Momentum ETF
XSMO
$2.99B
$564K 0.08%
+11,897
New +$526K
SHOP icon
216
Shopify
SHOP
$169B
$560K 0.08%
5,080
-490
-9% -$51.4K
FYX icon
217
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$557K 0.08%
+7,321
New +$500K
CG icon
218
Carlyle Group
CG
$16.4B
$551K 0.08%
17,549
+1,000
+6% +$28.2K
KMI icon
219
Kinder Morgan
KMI
$71.3B
$550K 0.08%
40,245
+16,286
+68% +$218K
UOCT icon
220
Innovator US Equity Ultra Buffer ETF October
UOCT
$179M
$544K 0.08%
+20,325
New +$538K
MO icon
221
Altria Group
MO
$126B
$541K 0.08%
13,235
+2,278
+21% +$91.5K
VEU icon
222
Vanguard FTSE All-World ex-US ETF
VEU
$65.3B
$538K 0.08%
9,200
-1,743
-16% -$95K
UAUG icon
223
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$533K 0.08%
19,218
– –
IPAY icon
224
Amplify Mobile Payments ETF
IPAY
$172M
$527K 0.07%
7,918
– –
UJAN icon
225
Innovator US Equity Ultra Buffer ETF January
UJAN
$277M
$526K 0.07%
+17,700
New +$517K
7 8
9
10 11

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.