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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAT icon
151
Dimensional US Targeted Value ETF
DFAT
$14.6B
$1.4M 0.12%
29,211
+159
+0.5% +$7.47K
ESGE icon
152
iShares ESG Aware MSCI EM ETF
ESGE
$6.53B
$1.4M 0.12%
35,027
-499
-1% -$20.6K
ARI
153
Apollo Commercial Real Estate
ARI
$876M
$1.37M 0.12%
+103,924
New +$1.5M
KBWB icon
154
Invesco KBW Bank ETF
KBWB
$6.88B
$1.37M 0.12%
19,677
+3,017
+18% +$211K
LMBS icon
155
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.36M 0.12%
27,170
+280
+1% +$14.1K
MOAT icon
156
VanEck Morningstar Wide Moat ETF
MOAT
$11.7B
$1.35M 0.12%
17,767
+568
+3% +$43K
GWX icon
157
State Street SPDR S&P International Small Cap ETF
GWX
$863M
$1.35M 0.11%
35,545
+22,001
+162% +$843K
IAU icon
158
iShares Gold Trust
IAU
$63.4B
$1.31M 0.11%
+37,730
New +$1.29M
QCOM icon
159
Qualcomm
QCOM
$179B
$1.31M 0.11%
7,075
+1,195
+20% +$191K
IEFA icon
160
iShares Core MSCI EAFE ETF
IEFA
$188B
$1.3M 0.11%
17,390
+1,899
+12% +$143K
SHYG icon
161
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$1.3M 0.11%
28,689
-1,486
-5% -$67.4K
JPI
162
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.29M 0.11%
+49,694
New +$1.25M
AMT icon
163
American Tower
AMT
$77.7B
$1.27M 0.11%
4,417
+83
+2% +$22.7K
AXP icon
164
American Express
AXP
$226B
$1.26M 0.11%
7,538
+111
+1% +$18.9K
SPEM icon
165
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$1.25M 0.11%
30,016
+3,266
+12% +$140K
DFIV icon
166
Dimensional International Value ETF
DFIV
$20.9B
$1.22M 0.1%
36,806
+412
+1% +$13.7K
BA icon
167
Boeing
BA
$167B
$1.22M 0.1%
5,931
+299
+5% +$63.2K
USEP icon
168
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
$1.19M 0.1%
41,373
+263
+0.6% +$7.46K
SCHP icon
169
Schwab US TIPS ETF
SCHP
$16.3B
$1.18M 0.1%
+37,674
New +$1.19M
T icon
170
AT&T
T
$167B
$1.17M 0.1%
61,009
-2,383
-4% -$44.5K
DUK icon
171
Duke Energy
DUK
$100B
$1.16M 0.1%
11,145
+473
+4% +$48K
NZF icon
172
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$1.15M 0.1%
67,504
+2,285
+4% +$38.7K
FPE icon
173
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$1.15M 0.1%
56,368
+1,286
+2% +$26.2K
SHOP icon
174
Shopify
SHOP
$165B
$1.12M 0.1%
8,200
+1,010
+14% +$148K
GDX icon
175
VanEck Gold Miners ETF
GDX
$23.2B
$1.11M 0.1%
+34,836
New +$1.11M
5 6
7
8 9

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WA
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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.