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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$782M
AUM Growth
+$76.1M
Cap. Flow
+$52.8M
Cap. Flow %
6.75%
Top 10 Hldgs %
27.29%
Holding
457
New
55
Increased
186
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$28.1M
2
BABA icon
Alibaba
BABA
+$10.6M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$7.51M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.33M
5
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.45M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$10.4M
2
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$5.59M
3
GVIP icon
Goldman Sachs Hedge Industry VIP ETF
GVIP
+$4.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.13M
5
WPG
Washington Prime Group Inc.
WPG
+$3.95M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.56%
3 Consumer Discretionary 3.11%
4 Healthcare 2.55%
5 Communication Services 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEM icon
151
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.08M 0.14%
24,592
-270
-1% -$12.1K
COST icon
152
Costco
COST
$429B
$1.06M 0.14%
3,018
+1,188
+65% +$414K
NEA icon
153
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$1.06M 0.14%
71,275
+3,996
+6% +$59.2K
IBM icon
154
IBM
IBM
$214B
$1.05M 0.13%
8,251
-170
-2% -$20.3K
XBI icon
155
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$1.05M 0.13%
7,653
-596
-7% -$89.2K
VER
156
DELISTED
VEREIT, Inc.
VER
$1.04M 0.13%
26,976
-305
-1% -$11.4K
IEFA icon
157
iShares Core MSCI EAFE ETF
IEFA
$187B
$1.03M 0.13%
14,289
+9,685
+210% +$692K
FPE icon
158
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$1.01M 0.13%
+50,393
New +$1.02M
MMM icon
159
3M
MMM
$94.1B
$1.01M 0.13%
6,301
-5,572
-47% -$834K
AXP icon
160
American Express
AXP
$227B
$1.01M 0.13%
7,170
+713
+11% +$94.2K
NFLX icon
161
Netflix
NFLX
$301B
$1M 0.13%
19,220
+5,120
+36% +$272K
NZF icon
162
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$1M 0.13%
61,999
+1,985
+3% +$32K
IAU icon
163
iShares Gold Trust
IAU
$62.5B
$975K 0.12%
29,989
-787
-3% -$26.9K
VXF icon
164
Vanguard Extended Market ETF
VXF
$30.5B
$975K 0.12%
+5,512
New +$979K
CVX icon
165
Chevron
CVX
$374B
$968K 0.12%
9,233
+1,705
+23% +$166K
HFRO
166
Highland Opportunities and Income Fund
HFRO
$406M
$959K 0.12%
86,466
-4,447
-5% -$46.8K
UWM icon
167
ProShares Ultra Russell2000
UWM
$249M
$936K 0.12%
16,752
+1,822
+12% +$101K
MUI
168
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$931K 0.12%
61,886
-2,191
-3% -$32.6K
DSM
169
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$920K 0.12%
117,469
+8,617
+8% +$67.4K
ACN icon
170
Accenture
ACN
$101B
$919K 0.12%
3,326
-364
-10% -$94.1K
CCD
171
Calamos Dynamic Convertible & Income Fund
CCD
$704M
$911K 0.12%
28,478
-676
-2% -$21K
BMY icon
172
Bristol-Myers Squibb
BMY
$130B
$910K 0.12%
14,422
+1,456
+11% +$90.6K
JEPI icon
173
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$897K 0.11%
15,436
-12,915
-46% -$725K
XLY icon
174
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$895K 0.11%
10,634
-1,970
-16% -$164K
AFB
175
AllianceBernstein National Municipal Income Fund
AFB
$314M
$891K 0.11%
62,562
+3,386
+6% +$48.3K
5 6
7
8 9

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Arete Wealth Advisors held 457 positions worth $782M, up 11% from $706M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors deployed $52.8M of net new capital in Q1 2021, opening 55 new positions and adding to 186 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 27,372 shares worth $2.79M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $10.4M trimmed.

  • Arete Wealth Advisors's largest Q1 2021 buy was iShares S&P Mid-Cap 400 Value ETF: 27,372 shares worth $2.79M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q1 2021, an estimated $28.1M increase.
  • Arete Wealth Advisors's biggest Q1 2021 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $10.4M.
  • Arete Wealth Advisors fully exited Goldman Sachs Hedge Industry VIP ETF in Q1 2021, selling an estimated $4.45M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $782M portfolio in Q1 2021.
  • Arete Wealth Advisors opened 55 new positions and closed 41 in Q1 2021.
  • Arete Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $782M.

Based on Arete Wealth Advisors's 13F filing for Q1 2021, filed 10 May 2021.