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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+1.7%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$142M
AUM Growth
+$9.28M
Cap. Flow
+$9.63M
Cap. Flow %
6.79%
Top 10 Hldgs %
45.23%
Holding
167
New
33
Increased
47
Reduced
44
Closed
26

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$3.17M
2
MORE
Monogram Residential Trust, Inc.
MORE
+$2.68M
3
SM icon
SM Energy
SM
+$2.36M
4
FSK icon
FS KKR Capital
FSK
+$1.88M
5
QLD icon
ProShares Ultra QQQ
QLD
+$1.85M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.26M
2
LNG icon
Cheniere Energy
LNG
+$2.91M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.37M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.06M
5
SD
SANDRIDGE ENERGY, INC.
SD
+$2.01M

Sector Composition

Rank Sector Weight
1 Financials 36.06%
2 Technology 8.65%
3 Energy 4.83%
4 Real Estate 4.67%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACHN
126
DELISTED
Achillion Pharmaceuticals
ACHN
$159K 0.11%
13,000
– –
SALM
127
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$137K 0.1%
17,495
+142
+0.8% +$1.09K
VTA
128
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$131K 0.09%
11,093
-1,856
-14% -$22K
PSEC icon
129
Prospect Capital
PSEC
$1.06B
$127K 0.09%
+15,400
New +$142K
PSLV icon
130
Sprott Physical Silver Trust
PSLV
$11.9B
$116K 0.08%
18,800
– –
SIL icon
131
Global X Silver Miners ETF NEW
SIL
$4.08B
$116K 0.08%
4,180
– –
CAA
132
DELISTED
CalAtlantic Group, Inc.
CAA
$101K 0.07%
2,773
-2,772
-50% -$103K
APP
133
DELISTED
AMERICAN APPAREL INC COM
APP
$83K 0.06%
80,640
– –
LBMH
134
DELISTED
LIBERATOR MED HLDGS INC (NY)
LBMH
$64K 0.05%
22,000
– –
CWST icon
135
Casella Waste Systems
CWST
$5.69B
$61K 0.04%
15,000
– –
ALR
136
DELISTED
AlerisLife Inc
ALR
$56K 0.04%
+1,360
New +$56.8K
SD
137
DELISTED
SANDRIDGE ENERGY, INC.
SD
$25K 0.02%
13,627
-615,217
-98% -$2.01M
GRH
138
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$8K 0.01%
+11,000
New +$11.4K
SSN
139
DELISTED
Samson Oil & Gas Limited
SSN
$2K ﹤0.01%
+1,000
New +$2.61K
AAPL icon
140
CALL
Apple
AAPL
$4.89T
– –
-420
Closed -$321K
AFK icon
141
VanEck Africa Index ETF
AFK
$97.5M
– –
-31,640
Closed -$993K
APTV icon
142
Aptiv
APTV
$12B
– –
-9,832
Closed -$603K
CSD icon
143
Invesco S&P Spin-Off ETF
CSD
$225M
– –
-7,144
Closed -$322K
EEM icon
144
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-57,114
Closed -$2.37M
EOG icon
145
EOG Resources
EOG
$78B
– –
-13,246
Closed -$1.31M
FXH icon
146
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-6,064
Closed -$338K
HHH icon
147
Howard Hughes
HHH
$3.93B
– –
-1,535
Closed -$219K
IJH icon
148
iShares Core S&P Mid-Cap ETF
IJH
$123B
– –
-17,135
Closed -$469K
INN
149
Summit Hotel Properties
INN
$761M
– –
-11,049
Closed -$119K
LNG icon
150
Cheniere Energy
LNG
$56.5B
– –
-36,377
Closed -$2.91M
3 4 5
6
7

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Arete Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Arete Wealth Advisors held 167 positions worth $142M, up 7% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Arete Wealth Advisors deployed $9.63M of net new capital in Q4 2014, opening 33 new positions and adding to 47 existing holdings. Its largest new stake was Monogram Residential Trust, Inc.: 290,093 shares worth $2.69M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 31% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $3.26M trimmed.

  • Arete Wealth Advisors's largest Q4 2014 buy was Monogram Residential Trust, Inc.: 290,093 shares worth $2.69M.
  • Arete Wealth Advisors added most to American International in Q4 2014, an estimated $3.17M increase.
  • Arete Wealth Advisors's biggest Q4 2014 reduction was Invesco QQQ Trust, cutting an estimated $3.26M.
  • Arete Wealth Advisors fully exited Cheniere Energy in Q4 2014, selling an estimated $2.91M.
  • Arete Wealth Advisors's ten largest holdings make up 45% of its $142M portfolio in Q4 2014.
  • Arete Wealth Advisors opened 33 new positions and closed 26 in Q4 2014.
  • Arete Wealth Advisors's portfolio value rose 7% quarter-over-quarter to $142M.

Based on Arete Wealth Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.