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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.19%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$165M
AUM Growth
+$37.1M
Cap. Flow
+$31.3M
Cap. Flow %
18.95%
Top 10 Hldgs %
47.44%
Holding
154
New
26
Increased
55
Reduced
41
Closed
17

Top Buys

Rank Stock Value
1
ZVRA icon
Zevra Therapeutics
ZVRA
+$16.7M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.18M
3
QID icon
ProShares UltraShort QQQ
QID
+$4.14M
4
TOL icon
Toll Brothers
TOL
+$4.03M
5
EOG icon
EOG Resources
EOG
+$3.71M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$5.2M
2
AIG icon
American International
AIG
+$3.15M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.75M
4
BAC icon
Bank of America
BAC
+$2.63M
5
AAPL icon
Apple
AAPL
+$2.19M

Sector Composition

Rank Sector Weight
1 Financials 26.02%
2 Healthcare 14.61%
3 Consumer Discretionary 6.83%
4 Technology 5.36%
5 Communication Services 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
101
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$270K 0.16%
6,443
+35
+0.5% +$1.51K
ULQ
102
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$268K 0.16%
5,379
+278
+5% +$13.9K
RSP icon
103
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$267K 0.16%
3,479
+543
+18% +$42.2K
RIGS icon
104
ALPS Strategic Income Fund
RIGS
$60.4M
$263K 0.16%
10,885
+98
+0.9% +$2.38K
TIER
105
DELISTED
TIER REIT, Inc.
TIER
$263K 0.16%
17,863
-20,706
-54% -$314K
GRBK icon
106
Green Brick Partners
GRBK
$3.13B
$255K 0.15%
35,442
– –
JNJ icon
107
Johnson & Johnson
JNJ
$635B
$251K 0.15%
2,443
+226
+10% +$22.7K
NLY icon
108
Annaly Capital Management
NLY
$16.9B
$251K 0.15%
6,688
– –
STMP
109
DELISTED
Stamps.com, Inc.
STMP
$243K 0.15%
+2,220
New +$203K
SRC
110
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$226K 0.14%
5,030
+15
+0.3% +$665
PFG icon
111
Principal Financial Group
PFG
$23.6B
$225K 0.14%
+4,994
New +$244K
VB icon
112
Vanguard Small-Cap ETF
VB
$79.5B
$225K 0.14%
2,029
-88
-4% -$9.97K
PEP icon
113
PepsiCo
PEP
$186B
$219K 0.13%
2,196
+20
+0.9% +$2K
USB icon
114
US Bancorp
USB
$99.6B
$218K 0.13%
5,110
+6
+0.1% +$256
DD
115
DELISTED
Du Pont De Nemours E I
DD
$218K 0.13%
+3,270
New +$208K
NFLX icon
116
Netflix
NFLX
$292B
$212K 0.13%
+18,550
New +$212K
BMY icon
117
Bristol-Myers Squibb
BMY
$127B
$208K 0.13%
+3,028
New +$200K
DE icon
118
Deere & Co
DE
$170B
$208K 0.13%
2,726
– –
PFE icon
119
Pfizer
PFE
$140B
$208K 0.13%
+6,794
New +$214K
BDCL
120
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$207K 0.13%
12,950
-1,000
-7% -$16.6K
SFL icon
121
SFL Corp
SFL
$1.59B
$183K 0.11%
11,050
-2,267
-17% -$38K
MLPA icon
122
Global X MLP ETF
MLPA
$2.28B
$177K 0.11%
+2,847
New +$185K
NRE
123
DELISTED
NorthStar Realty Europe Corp.
NRE
$161K 0.1%
+13,623
New +$150K
PSEC icon
124
Prospect Capital
PSEC
$1.06B
$146K 0.09%
20,900
-1,000
-5% -$7.26K
IAU icon
125
iShares Gold Trust
IAU
$63B
$123K 0.07%
+6,022
New +$128K
3 4
5
6 7

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4WM
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BFMH
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Arete Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Arete Wealth Advisors held 154 positions worth $165M, up 29% from $128M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Arete Wealth Advisors deployed $31.3M of net new capital in Q4 2015, opening 26 new positions and adding to 55 existing holdings. Its largest new stake was Zevra Therapeutics: 61,694 shares worth $19.6M.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 33% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was American International, an estimated $3.15M trimmed.

  • Arete Wealth Advisors's largest Q4 2015 buy was Zevra Therapeutics: 61,694 shares worth $19.6M.
  • Arete Wealth Advisors added most to Ford in Q4 2015, an estimated $3.59M increase.
  • Arete Wealth Advisors's biggest Q4 2015 reduction was American International, cutting an estimated $3.15M.
  • Arete Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2015, selling an estimated $5.2M.
  • Arete Wealth Advisors's ten largest holdings make up 47% of its $165M portfolio in Q4 2015.
  • Arete Wealth Advisors opened 26 new positions and closed 17 in Q4 2015.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $165M.

Based on Arete Wealth Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.