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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-1.09%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$132M
AUM Growth
+$4.01M
Cap. Flow
+$7.71M
Cap. Flow %
5.83%
Top 10 Hldgs %
46.1%
Holding
153
New
25
Increased
47
Reduced
36
Closed
19

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.16M
3
MU icon
Micron Technology
MU
+$1.58M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$1.53M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.45M

Top Sells

Rank Stock Value
1
MBI icon
MBIA
MBI
+$1.58M
2
BIDU icon
Baidu
BIDU
+$1.51M
3
AAPL icon
Apple
AAPL
+$1.24M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.24M
5
WOLF icon
Wolfspeed
WOLF
+$979K

Sector Composition

Rank Sector Weight
1 Financials 31.21%
2 Energy 10.92%
3 Technology 8.06%
4 Real Estate 2.67%
5 Consumer Discretionary 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
101
GE Aerospace
GE
$370B
$236K 0.18%
1,929
-343
-15% -$42.7K
JNJ icon
102
Johnson & Johnson
JNJ
$645B
$236K 0.18%
2,214
+175
+9% +$18.1K
JQC icon
103
Nuveen Credit Strategies Income Fund
JQC
$705M
$235K 0.18%
+26,365
New +$239K
EAD
104
Allspring Income Opportunities Fund
EAD
$373M
$229K 0.17%
25,345
– –
DHR icon
105
Danaher
DHR
$142B
$222K 0.17%
4,340
-1,265
-23% -$65K
HHH icon
106
Howard Hughes
HHH
$4.01B
$219K 0.17%
1,535
– –
BKD icon
107
Brookdale Senior Living
BKD
$3.63B
$212K 0.16%
+6,583
New +$224K
V icon
108
Visa
V
$702B
$209K 0.16%
3,920
– –
CAA
109
DELISTED
CalAtlantic Group, Inc.
CAA
$208K 0.16%
5,545
– –
CIK
110
Credit Suisse Asset Management Income Fund
CIK
$134M
$204K 0.15%
59,880
– –
WFC icon
111
Wells Fargo
WFC
$258B
$202K 0.15%
3,906
-950
-20% -$48.9K
AGC
112
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$199K 0.15%
+29,500
New +$215K
JGV
113
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$178K 0.13%
+13,250
New +$188K
DSM
114
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$168K 0.13%
+20,875
New +$169K
NPM
115
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$168K 0.13%
+12,217
New +$167K
STKL
116
DELISTED
SunOpta
STKL
$167K 0.13%
13,850
– –
NMA
117
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$167K 0.13%
+12,380
New +$168K
MVF
118
DELISTED
BlackRock MuniVest Fund
MVF
$165K 0.12%
+17,187
New +$166K
OIA icon
119
Invesco Municipal Income Opportunities Trust
OIA
$293M
$161K 0.12%
23,780
+13,340
+128% +$91.6K
VTA
120
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$160K 0.12%
12,949
+58
+0.4% +$736
NLY icon
121
Annaly Capital Management
NLY
$17.5B
$158K 0.12%
3,653
-565
-13% -$25.8K
SIL icon
122
Global X Silver Miners ETF NEW
SIL
$3.88B
$133K 0.1%
4,180
– –
SALM
123
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$132K 0.1%
17,353
+141
+0.8% +$1.2K
ACHN
124
DELISTED
Achillion Pharmaceuticals
ACHN
$130K 0.1%
13,000
– –
PSLV icon
125
Sprott Physical Silver Trust
PSLV
$11.7B
$129K 0.1%
18,800
– –
2 3 4
5
6

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Arete Wealth Advisors held 153 positions worth $132M, up 3.1% from $128M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Arete Wealth Advisors deployed $7.71M of net new capital in Q3 2014, opening 25 new positions and adding to 47 existing holdings. Its largest new stake was Invesco QQQ Trust: 40,504 shares worth $4M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, up from 30% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Apple, an estimated $1.24M trimmed.

  • Arete Wealth Advisors's largest Q3 2014 buy was Invesco QQQ Trust: 40,504 shares worth $4M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $2.16M increase.
  • Arete Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $1.24M.
  • Arete Wealth Advisors fully exited MBIA in Q3 2014, selling an estimated $1.58M.
  • Arete Wealth Advisors's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Arete Wealth Advisors opened 25 new positions and closed 19 in Q3 2014.
  • Arete Wealth Advisors's portfolio value rose 3.1% quarter-over-quarter to $132M.

Based on Arete Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.