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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-1.09%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$132M
AUM Growth
+$4.01M
Cap. Flow
+$7.71M
Cap. Flow %
5.83%
Top 10 Hldgs %
46.1%
Holding
153
New
25
Increased
47
Reduced
36
Closed
19

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.16M
3
MU icon
Micron Technology
MU
+$1.58M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$1.53M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.45M

Top Sells

Rank Stock Value
1
MBI icon
MBIA
MBI
+$1.58M
2
BIDU icon
Baidu
BIDU
+$1.51M
3
AAPL icon
Apple
AAPL
+$1.24M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.24M
5
WOLF icon
Wolfspeed
WOLF
+$979K

Sector Composition

Rank Sector Weight
1 Financials 31.21%
2 Energy 10.92%
3 Technology 8.06%
4 Real Estate 2.67%
5 Consumer Discretionary 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNNT
76
Pennant Park Investment Corp
PNNT
$223M
$371K 0.28%
34,150
+18,350
+116% +$211K
CELG
77
DELISTED
Celgene Corp
CELG
$368K 0.28%
3,926
-260
-6% -$23.5K
MBB icon
78
iShares MBS ETF
MBB
$39.2B
$367K 0.28%
+3,395
New +$366K
VZ icon
79
Verizon
VZ
$201B
$350K 0.26%
6,995
+739
+12% +$36.7K
PDP icon
80
Invesco Dorsey Wright Momentum ETF
PDP
$1.41B
$346K 0.26%
+8,791
New +$346K
FXH icon
81
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$338K 0.26%
+6,064
New +$332K
CXP
82
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$332K 0.25%
13,856
-1,169
-8% -$29.7K
SHM icon
83
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$329K 0.25%
+6,735
New +$328K
F icon
84
Ford
F
$63.6B
$326K 0.25%
22,180
+48
+0.2% +$820
CSD icon
85
Invesco S&P Spin-Off ETF
CSD
$221M
$322K 0.24%
7,144
-16,662
-70% -$756K
AAPL icon
86
CALL
Apple
AAPL
$5.01T
$321K 0.24%
420
-28
-6% -$687
SRC
87
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$319K 0.24%
6,387
-516
-7% -$26.7K
IGIB icon
88
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$318K 0.24%
5,822
– –
CADE
89
DELISTED
Cadence Bank
CADE
$315K 0.24%
15,655
+32
+0.2% +$695
HQH
90
abrdn Healthcare Investors
HQH
$1.25B
$314K 0.24%
+11,477
New +$311K
T icon
91
AT&T
T
$168B
$311K 0.23%
11,680
-412
-3% -$11K
USB icon
92
US Bancorp
USB
$99.1B
$307K 0.23%
7,350
+7
+0.1% +$296
PG icon
93
Procter & Gamble
PG
$337B
$304K 0.23%
+3,626
New +$297K
COP icon
94
ConocoPhillips
COP
$144B
$295K 0.22%
3,851
+595
+18% +$48.7K
CAT icon
95
Caterpillar
CAT
$370B
$290K 0.22%
2,933
-11
-0.4% -$1.17K
KRG icon
96
Kite Realty
KRG
$5.89B
$257K 0.19%
+10,590
New +$268K
VB icon
97
Vanguard Small-Cap ETF
VB
$79.4B
$257K 0.19%
2,321
-2,850
-55% -$326K
HRB icon
98
H&R Block
HRB
$5.89B
$245K 0.19%
7,903
+47
+0.6% +$1.53K
TSLA icon
99
Tesla
TSLA
$1.2T
$242K 0.18%
+14,955
New +$247K
KRE icon
100
State Street SPDR S&P Regional Banking ETF
KRE
$4.52B
$239K 0.18%
6,323
+27
+0.4% +$1.05K
2 3
4
5 6

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Arete Wealth Advisors held 153 positions worth $132M, up 3.1% from $128M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Arete Wealth Advisors deployed $7.71M of net new capital in Q3 2014, opening 25 new positions and adding to 47 existing holdings. Its largest new stake was Invesco QQQ Trust: 40,504 shares worth $4M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, up from 30% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Apple, an estimated $1.24M trimmed.

  • Arete Wealth Advisors's largest Q3 2014 buy was Invesco QQQ Trust: 40,504 shares worth $4M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $2.16M increase.
  • Arete Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $1.24M.
  • Arete Wealth Advisors fully exited MBIA in Q3 2014, selling an estimated $1.58M.
  • Arete Wealth Advisors's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Arete Wealth Advisors opened 25 new positions and closed 19 in Q3 2014.
  • Arete Wealth Advisors's portfolio value rose 3.1% quarter-over-quarter to $132M.

Based on Arete Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.