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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-1.09%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$132M
AUM Growth
+$4.01M
Cap. Flow
+$7.71M
Cap. Flow %
5.83%
Top 10 Hldgs %
46.1%
Holding
153
New
25
Increased
47
Reduced
36
Closed
19

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.16M
3
MU icon
Micron Technology
MU
+$1.58M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$1.53M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.45M

Top Sells

Rank Stock Value
1
MBI icon
MBIA
MBI
+$1.58M
2
BIDU icon
Baidu
BIDU
+$1.51M
3
AAPL icon
Apple
AAPL
+$1.24M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$1.24M
5
WOLF icon
Wolfspeed
WOLF
+$979K

Sector Composition

Rank Sector Weight
1 Financials 31.21%
2 Energy 10.92%
3 Technology 8.06%
4 Real Estate 2.67%
5 Consumer Discretionary 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
51
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$594K 0.45%
48,897
+8,195
+20% +$104K
WPX
52
DELISTED
WPX Energy, Inc.
WPX
$588K 0.44%
24,437
-1,081
-4% -$25.6K
TIP icon
53
iShares TIPS Bond ETF
TIP
$14.5B
$579K 0.44%
5,164
+270
+6% +$30.9K
IXJ icon
54
iShares Global Healthcare ETF
IXJ
$4.18B
$576K 0.44%
11,796
+8
+0.1% +$383
IXN icon
55
iShares Global Tech ETF
IXN
$7.95B
$553K 0.42%
36,258
+12
+0% +$183
VEU icon
56
Vanguard FTSE All-World ex-US ETF
VEU
$64.9B
$547K 0.41%
11,106
-121
-1% -$6.25K
MUB icon
57
iShares National Muni Bond ETF
MUB
$45.2B
$544K 0.41%
+4,961
New +$541K
RPAI
58
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$543K 0.41%
37,001
-2,068
-5% -$31.8K
BSV icon
59
Vanguard Short-Term Bond ETF
BSV
$44.6B
$535K 0.4%
6,680
+115
+2% +$9.22K
BIV icon
60
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$519K 0.39%
6,155
– –
FST
61
DELISTED
FOREST OIL CORPORATION
FST
$515K 0.39%
440,155
+354,958
+417% +$644K
IBM icon
62
IBM
IBM
$213B
$512K 0.39%
2,821
+71
+3% +$12.9K
RWO icon
63
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$509K 0.38%
11,472
+9
+0.1% +$420
IXG icon
64
iShares Global Financials ETF
IXG
$673M
$501K 0.38%
8,911
+9
+0.1% +$517
TACO
65
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$499K 0.38%
51,600
-5,400
-9% -$52.5K
BWG
66
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$492K 0.37%
29,057
+8,707
+43% +$157K
AVK
67
Advent Convertible and Income Fund
AVK
$536M
$478K 0.36%
28,331
+8,553
+43% +$156K
CEFL
68
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$478K 0.36%
+18,240
New +$522K
TFI icon
69
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$472K 0.36%
+9,840
New +$468K
IJH icon
70
iShares Core S&P Mid-Cap ETF
IJH
$122B
$469K 0.35%
17,135
-6,115
-26% -$172K
AGG icon
71
iShares Core US Aggregate Bond ETF
AGG
$138B
$454K 0.34%
4,160
– –
NTG
72
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$440K 0.33%
+1,517
New +$442K
JPM icon
73
JPMorgan Chase
JPM
$931B
$426K 0.32%
7,074
+4
+0.1% +$234
XOM icon
74
ExxonMobil
XOM
$654B
$424K 0.32%
4,509
-71
-2% -$7.07K
TBT icon
75
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$292M
$411K 0.31%
7,470
-150
-2% -$8.73K
1 2
3
4 5

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4WM
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FFW
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Arete Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Arete Wealth Advisors held 153 positions worth $132M, up 3.1% from $128M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Arete Wealth Advisors deployed $7.71M of net new capital in Q3 2014, opening 25 new positions and adding to 47 existing holdings. Its largest new stake was Invesco QQQ Trust: 40,504 shares worth $4M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, up from 30% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Apple, an estimated $1.24M trimmed.

  • Arete Wealth Advisors's largest Q3 2014 buy was Invesco QQQ Trust: 40,504 shares worth $4M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $2.16M increase.
  • Arete Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $1.24M.
  • Arete Wealth Advisors fully exited MBIA in Q3 2014, selling an estimated $1.58M.
  • Arete Wealth Advisors's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Arete Wealth Advisors opened 25 new positions and closed 19 in Q3 2014.
  • Arete Wealth Advisors's portfolio value rose 3.1% quarter-over-quarter to $132M.

Based on Arete Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.