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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPLC icon
701
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
– –
-17,264
Closed -$621K
TPLE
702
DELISTED
Timothy Plan US Large/Mid Cap Core Enhanced ETF
TPLE
– –
-29,462
Closed -$677K
TRV icon
703
Travelers Companies
TRV
$81.1B
– –
-1,577
Closed -$274K
TSLA icon
704
Tesla
TSLA
$1.18T
– –
-22,988
Closed -$6.02M
TT icon
705
Trane Technologies
TT
$98.8B
– –
-3,728
Closed -$713K
TTD icon
706
Trade Desk
TTD
$8.97B
– –
-6,497
Closed -$502K
UAPR icon
707
Innovator US Equity Ultra Buffer ETF April
UAPR
$156M
– –
-16,838
Closed -$439K
UAUG icon
708
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
– –
-27,626
Closed -$796K
UDEC
709
Innovator US Equity Ultra Buffer ETF December
UDEC
$246M
– –
-31,538
Closed -$952K
UFEB icon
710
Innovator US Equity Ultra Buffer ETF February
UFEB
$236M
– –
-15,766
Closed -$439K
UJAN icon
711
Innovator US Equity Ultra Buffer ETF January
UJAN
$275M
– –
-33,066
Closed -$1.08M
UJUL icon
712
Innovator US Equity Ultra Buffer ETF July
UJUL
$282M
– –
-15,541
Closed -$448K
UJUN icon
713
Innovator US Equity Ultra Buffer ETF June
UJUN
$183M
– –
-15,364
Closed -$439K
UMAR icon
714
Innovator US Equity Ultra Buffer ETF March
UMAR
$192M
– –
-14,666
Closed -$441K
UMAY icon
715
Innovator US Equity Ultra Buffer ETF May
UMAY
$138M
– –
-15,637
Closed -$437K
UNH icon
716
UnitedHealth
UNH
$382B
– –
-4,055
Closed -$1.95M
UNOV icon
717
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
– –
-14,308
Closed -$440K
UOCT icon
718
Innovator US Equity Ultra Buffer ETF October
UOCT
$177M
– –
-26,976
Closed -$806K
USFR icon
719
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
– –
-10,410
Closed -$524K
UTG icon
720
Reaves Utility Income Fund
UTG
$3.47B
– –
-10,069
Closed -$276K
V icon
721
Visa
V
$701B
– –
-23,764
Closed -$5.64M
VB icon
722
Vanguard Small-Cap ETF
VB
$78.9B
– –
-3,267
Closed -$650K
VBR icon
723
Vanguard Small-Cap Value ETF
VBR
$37.2B
– –
-6,111
Closed -$1.01M
VDE icon
724
Vanguard Energy ETF
VDE
$9.9B
– –
-2,839
Closed -$321K
VGSH icon
725
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-12,378
Closed -$715K
27 28
29
30 31

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.