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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPTN
501
DELISTED
OptiNose
OPTN
$19K ﹤0.01%
+800
New +$26.8K
BIOL
502
DELISTED
Biolase, Inc.
BIOL
$5K ﹤0.01%
+5
New +$6.31K
AMGN icon
503
Amgen
AMGN
$212B
– –
-2,891
Closed -$615K
BRK.A icon
504
Berkshire Hathaway Class A
BRK.A
$1.1T
– –
-14
Closed -$5.76M
COF icon
505
Capital One
COF
$130B
– –
-5,116
Closed -$254K
CRSP icon
506
CRISPR Therapeutics
CRSP
$4.65B
– –
-2,506
Closed -$277K
CWB icon
507
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.43B
– –
-22,567
Closed -$1.93M
DFAX icon
508
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.6B
– –
-15,407
Closed -$399K
ENB icon
509
Enbridge
ENB
$121B
– –
-13,991
Closed -$557K
EQIX icon
510
Equinix
EQIX
$99.4B
– –
-302
Closed -$239K
FDL icon
511
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.94B
– –
-13,099
Closed -$429K
FOXA icon
512
Fox Class A
FOXA
$24.7B
– –
-13,296
Closed -$536K
FPX icon
513
First Trust US Equity Opportunities ETF
FPX
$1.44B
– –
-1,631
Closed -$201K
IGF icon
514
iShares Global Infrastructure ETF
IGF
$10.9B
– –
-4,862
Closed -$223K
IJS icon
515
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
– –
-15,537
Closed -$1.56M
INSG icon
516
Inseego
INSG
$103M
– –
-5,711
Closed -$380K
IWP icon
517
iShares Russell Mid-Cap Growth ETF
IWP
$19.5B
– –
-2,231
Closed -$250K
IWS icon
518
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
– –
-1,914
Closed -$217K
LCID icon
519
Lucid Motors
LCID
$3.02B
– –
-2,826
Closed -$722K
LEO
520
BNY Mellon Strategic Municipals
LEO
$387M
– –
-19,885
Closed -$173K
LULU icon
521
lululemon athletica
LULU
$13.5B
– –
-512
Closed -$207K
MDY icon
522
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
– –
-552
Closed -$266K
MELI icon
523
Mercado Libre
MELI
$94.4B
– –
-155
Closed -$260K
DFTX
524
Definium Therapeutics
DFTX
$5.56B
– –
-2,137
Closed -$75K
NCLH icon
525
Norwegian Cruise Line
NCLH
$9.58B
– –
-12,472
Closed -$348K
18 19 20
21
22

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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.