We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
476
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$205K 0.02%
2,362
-521
-18% -$45.2K
ZS icon
477
Zscaler
ZS
$24B
$205K 0.02%
+652
New +$205K
EXC icon
478
Exelon
EXC
$46.6B
$204K 0.02%
+4,952
New +$187K
DIV icon
479
Global X SuperDividend US ETF
DIV
$784M
$203K 0.02%
+9,724
New +$197K
YUM icon
480
Yum! Brands
YUM
$43.3B
$202K 0.02%
+1,465
New +$187K
GOF icon
481
Guggenheim Strategic Opportunities Fund
GOF
$2.23B
$194K 0.02%
+10,570
New +$202K
RQI icon
482
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$183K 0.02%
+10,052
New +$167K
DSU icon
483
BlackRock Debt Strategies Fund
DSU
$591M
$172K 0.01%
14,617
+10
+0.1% +$117
OBDC icon
484
Blue Owl Capital
OBDC
$5.36B
$171K 0.01%
12,083
+48
+0.4% +$686
ET icon
485
Energy Transfer Partners
ET
$69.6B
$167K 0.01%
19,693
+4,221
+27% +$38.4K
PSLV icon
486
Sprott Physical Silver Trust
PSLV
$12.2B
$155K 0.01%
19,580
+340
+2% +$2.77K
NLY icon
487
Annaly Capital Management
NLY
$17.3B
$152K 0.01%
+4,841
New +$163K
NUV icon
488
Nuveen Municipal Value Fund
NUV
$1.92B
$141K 0.01%
13,597
+31
+0.2% +$337
FBIO icon
489
Fortress Biotech
FBIO
$109M
$102K 0.01%
4,110
+3,377
+461% +$151K
AQB icon
490
AquaBounty Technologies
AQB
$4.68M
$76K 0.01%
1,690
+697
+70% +$44.9K
AMRS
491
DELISTED
Amyris Inc.
AMRS
$74K 0.01%
+12,626
New +$118K
TEF
492
DELISTED
Telefonica
TEF
$70K 0.01%
+16,921
New +$70.7K
AUY
493
DELISTED
Yamana Gold, Inc.
AUY
$67K 0.01%
+15,875
New +$65.7K
ABUS icon
494
Arbutus Biopharma
ABUS
$871M
$58K ﹤0.01%
+15,000
New +$58.3K
OPGN
495
DELISTED
OpGen, Inc
OPGN
$54K ﹤0.01%
+250
New +$82.6K
GORO icon
496
Goldgroup Mining Inc.
GORO
$168M
$40K ﹤0.01%
25,588
– –
WTER
497
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$35K ﹤0.01%
+2,000
New +$43.5K
TELL
498
DELISTED
Tellurian Inc.
TELL
$31K ﹤0.01%
+10,000
New +$35.5K
MBIO icon
499
Mustang Bio
MBIO
$4.5M
$26K ﹤0.01%
+21
New +$33.9K
UAMY icon
500
United States Antimony
UAMY
$774M
$20K ﹤0.01%
39,375
– –
18 19
20
21 22

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
OCMI
Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.