We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHY
26
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$10.2M 0.87%
488,619
+68,524
+16% +$1.41M
NFJ
27
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$10.1M 0.86%
623,513
+34,927
+6% +$545K
VWO icon
28
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$9.36M 0.8%
188,206
+12,769
+7% +$644K
VB icon
29
Vanguard Small-Cap ETF
VB
$79.5B
$9.15M 0.78%
40,234
+1,161
+3% +$264K
AMZN icon
30
Amazon
AMZN
$2.5T
$9.01M 0.77%
53,500
+2,760
+5% +$472K
XLB icon
31
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$8.5M 0.72%
189,828
+1,782
+0.9% +$77K
MCD icon
32
McDonald's
MCD
$188B
$8.3M 0.71%
30,930
+24,344
+370% +$6.15M
VYM icon
33
Vanguard High Dividend Yield ETF
VYM
$81.1B
$8.13M 0.69%
72,192
+12,003
+20% +$1.31M
XLI icon
34
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$7.89M 0.67%
75,176
+794
+1% +$82.5K
ACN icon
35
Accenture
ACN
$89.9B
$7.69M 0.66%
18,576
+14,835
+397% +$5.41M
JMST icon
36
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$7.5M 0.64%
147,022
+57,688
+65% +$2.94M
BRK.B icon
37
Berkshire Hathaway Class B
BRK.B
$1.07T
$7.46M 0.64%
24,830
+1,546
+7% +$443K
SPSM icon
38
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$7.34M 0.63%
162,389
+23,711
+17% +$1.05M
TCBK icon
39
TriCo Bancshares
TCBK
$1.85B
$7.34M 0.63%
170,767
+53
+0% +$2.33K
IVV icon
40
iShares Core S&P 500 ETF
IVV
$876B
$7.16M 0.61%
14,957
+1,036
+7% +$477K
DIA icon
41
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$7.11M 0.61%
19,547
+283
+1% +$101K
BCSF icon
42
Bain Capital Specialty
BCSF
$802M
$6.83M 0.58%
+449,140
New +$6.91M
MUB icon
43
iShares National Muni Bond ETF
MUB
$45.1B
$6.82M 0.58%
58,726
+10,699
+22% +$1.24M
BIL icon
44
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$6.47M 0.55%
70,754
+29,860
+73% +$2.73M
TSLA icon
45
Tesla
TSLA
$1.24T
$6.33M 0.54%
16,668
+450
+3% +$151K
SPDW icon
46
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$6.2M 0.53%
169,377
-9,256
-5% -$340K
VTEB icon
47
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$5.9M 0.5%
107,535
+16,748
+18% +$918K
DFAI
48
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$5.81M 0.5%
195,679
+6,911
+4% +$204K
TYG
49
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$5.35M 0.46%
184,607
+6,481
+4% +$186K
IWF icon
50
iShares Russell 1000 Growth ETF
IWF
$122B
$5.27M 0.45%
69,048
+280
+0.4% +$20.8K
1
2
3 4 5

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
AFCM
Applied Finance Capital Management San Juan, Puerto Rico $1.33B AUM 23.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return

Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.