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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$782M
AUM Growth
+$76.1M
Cap. Flow
+$52.8M
Cap. Flow %
6.75%
Top 10 Hldgs %
27.29%
Holding
457
New
55
Increased
186
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$28.1M
2
BABA icon
Alibaba
BABA
+$10.6M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$7.51M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$6.33M
5
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.45M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$10.4M
2
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$5.59M
3
GVIP icon
Goldman Sachs Hedge Industry VIP ETF
GVIP
+$4.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.13M
5
WPG
Washington Prime Group Inc.
WPG
+$3.95M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.56%
3 Consumer Discretionary 3.11%
4 Healthcare 2.55%
5 Communication Services 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNDM
276
Nano Dimension
NNDM
$314M
$399K 0.05%
46,420
+29,235
+170% +$336K
FNDX icon
277
Schwab Fundamental US Large Company Index ETF
FNDX
$26.5B
$389K 0.05%
+22,554
New +$368K
IWM icon
278
iShares Russell 2000 ETF
IWM
$79.1B
$388K 0.05%
1,750
+262
+18% +$57.2K
IPAY icon
279
Amplify Mobile Payments ETF
IPAY
$173M
$386K 0.05%
5,786
-2,132
-27% -$144K
TMO icon
280
Thermo Fisher Scientific
TMO
$214B
$384K 0.05%
842
-3
-0.4% -$1.43K
SPGI icon
281
S&P Global
SPGI
$124B
$382K 0.05%
1,083
+79
+8% +$26.3K
ETY icon
282
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$379K 0.05%
29,718
– –
VFH icon
283
Vanguard Financials ETF
VFH
$13.4B
$379K 0.05%
4,488
+245
+6% +$19.5K
BLK icon
284
Blackrock
BLK
$167B
$378K 0.05%
502
-1
-0.2% -$725
TSM icon
285
TSMC
TSM
$1.94T
$374K 0.05%
3,163
+892
+39% +$110K
ZTS icon
286
Zoetis
ZTS
$32.7B
$372K 0.05%
2,362
-173
-7% -$27.4K
SCHD icon
287
Schwab US Dividend Equity ETF
SCHD
$104B
$370K 0.05%
15,222
+90
+0.6% +$2.05K
CNCR
288
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$367K 0.05%
12,246
-1,690
-12% -$55K
HON icon
289
Honeywell
HON
$76.4B
$367K 0.05%
1,792
+24
+1% +$4.69K
FSKR
290
DELISTED
FS KKR Capital Corp. II
FSKR
$366K 0.05%
18,748
-2,459
-12% -$44.6K
ROP icon
291
Roper Technologies
ROP
$40.4B
$365K 0.05%
905
-28
-3% -$11.2K
FMB icon
292
First Trust Managed Municipal ETF
FMB
$2.04B
$362K 0.05%
6,422
-32
-0.5% -$1.81K
GIS icon
293
General Mills
GIS
$20.2B
$358K 0.05%
5,846
-570
-9% -$32.9K
MTUM icon
294
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
$356K 0.05%
2,215
-226
-9% -$37.4K
CI icon
295
Cigna
CI
$78.4B
$354K 0.05%
1,463
+5
+0.3% +$1.11K
CATH icon
296
Global X S&P 500 Catholic Values ETF
CATH
$1.26B
$353K 0.05%
7,124
-81
-1% -$3.86K
ESPO icon
297
VanEck Video Gaming and eSports ETF
ESPO
$251M
$353K 0.05%
5,167
+282
+6% +$20.5K
NSC icon
298
Norfolk Southern
NSC
$75.4B
$352K 0.05%
1,311
– –
ARCC icon
299
Ares Capital
ARCC
$13.4B
$351K 0.04%
18,740
+18
+0.1% +$324
CAT icon
300
Caterpillar
CAT
$361B
$351K 0.04%
1,516
+403
+36% +$83.4K
10 11
12
13 14

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WA
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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Arete Wealth Advisors held 457 positions worth $782M, up 11% from $706M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors deployed $52.8M of net new capital in Q1 2021, opening 55 new positions and adding to 186 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 27,372 shares worth $2.79M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $10.4M trimmed.

  • Arete Wealth Advisors's largest Q1 2021 buy was iShares S&P Mid-Cap 400 Value ETF: 27,372 shares worth $2.79M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q1 2021, an estimated $28.1M increase.
  • Arete Wealth Advisors's biggest Q1 2021 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $10.4M.
  • Arete Wealth Advisors fully exited Goldman Sachs Hedge Industry VIP ETF in Q1 2021, selling an estimated $4.45M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $782M portfolio in Q1 2021.
  • Arete Wealth Advisors opened 55 new positions and closed 41 in Q1 2021.
  • Arete Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $782M.

Based on Arete Wealth Advisors's 13F filing for Q1 2021, filed 10 May 2021.