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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
276
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$231K 0.08%
+5,968
New +$225K
UPS icon
277
United Parcel Service
UPS
$88.9B
$230K 0.07%
1,929
-3
-0.2% -$353
CME icon
278
CME Group
CME
$96.7B
$227K 0.07%
+1,551
New +$221K
DHR icon
279
Danaher
DHR
$137B
$226K 0.07%
2,750
– –
AVT icon
280
Avnet
AVT
$7.22B
$223K 0.07%
+5,640
New +$226K
MDY icon
281
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$222K 0.07%
644
-94
-13% -$31.7K
AGN
282
DELISTED
Allergan plc
AGN
$220K 0.07%
+1,346
New +$242K
EMB icon
283
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$218K 0.07%
+1,877
New +$217K
TIP icon
284
iShares TIPS Bond ETF
TIP
$14.5B
$217K 0.07%
+1,898
New +$216K
FCPT icon
285
Four Corners Property Trust
FCPT
$2.78B
$216K 0.07%
+8,419
New +$216K
PSEC icon
286
Prospect Capital
PSEC
$1.07B
$214K 0.07%
31,780
-4,000
-11% -$26.1K
IDV icon
287
iShares International Select Dividend ETF
IDV
$8.42B
$213K 0.07%
6,296
+143
+2% +$4.79K
WPC icon
288
W.P. Carey
WPC
$16.8B
$213K 0.07%
3,156
-109
-3% -$7.46K
ADBE icon
289
Adobe
ADBE
$98.7B
$211K 0.07%
1,204
-334
-22% -$57.5K
GRBK icon
290
Green Brick Partners
GRBK
$3.05B
$211K 0.07%
18,651
-1,241
-6% -$13.6K
PSK icon
291
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$206K 0.07%
4,689
+171
+4% +$7.63K
CL icon
292
Colgate-Palmolive
CL
$73.2B
$204K 0.07%
+2,699
New +$197K
DAL icon
293
Delta Air Lines
DAL
$57.8B
$204K 0.07%
+3,645
New +$190K
IWM icon
294
iShares Russell 2000 ETF
IWM
$79.5B
$204K 0.07%
+1,337
New +$201K
WMT icon
295
Walmart Inc
WMT
$888B
$204K 0.07%
6,207
-1,932
-24% -$59.1K
FDX icon
296
FedEx
FDX
$73.3B
$202K 0.07%
+809
New +$185K
ARCC icon
297
Ares Capital
ARCC
$13.5B
$192K 0.06%
12,236
-1,297
-10% -$21.1K
KYN icon
298
Kayne Anderson Energy Infrastructure Fund
KYN
$2.46B
$192K 0.06%
10,060
+22
+0.2% +$362
ISD
299
PGIM High Yield Bond Fund
ISD
$414M
$188K 0.06%
12,701
-10,851
-46% -$162K
NWBI icon
300
Northwest Bancshares
NWBI
$2.29B
$188K 0.06%
11,250
-1,250
-10% -$21K
10 11
12
13 14

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.