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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.17B
AUM Growth
+$266M
Cap. Flow
+$203M
Cap. Flow %
17.29%
Top 10 Hldgs %
27.95%
Holding
536
New
125
Increased
280
Reduced
86
Closed
33

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$33M
2
ABT icon
Abbott
ABT
+$28.8M
3
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16.5M
4
FSK icon
FS KKR Capital
FSK
+$15.5M
5
BCSF icon
Bain Capital Specialty
BCSF
+$6.91M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$5.76M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.9M
3
GVI icon
iShares Intermediate Government/Credit Bond ETF
GVI
+$2.68M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.93M
5
SMMU icon
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 8.34%
2 Financials 6.33%
3 Technology 6.27%
4 Communication Services 3.21%
5 Consumer Discretionary 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAUG icon
251
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$620K 0.05%
21,160
-743
-3% -$21.5K
CAT icon
252
Caterpillar
CAT
$361B
$614K 0.05%
2,966
-412
-12% -$83K
CRM icon
253
Salesforce
CRM
$154B
$613K 0.05%
2,411
+429
+22% +$121K
IVE icon
254
iShares S&P 500 Value ETF
IVE
$49.1B
$604K 0.05%
3,851
+350
+10% +$53.2K
VGT icon
255
Vanguard Information Technology ETF
VGT
$133B
$600K 0.05%
10,480
+1,328
+15% +$72.9K
UPS icon
256
United Parcel Service
UPS
$89B
$598K 0.05%
2,774
+205
+8% +$41.7K
ITB icon
257
iShares US Home Construction ETF
ITB
$2.32B
$594K 0.05%
7,163
+382
+6% +$28.8K
SJNK icon
258
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
$594K 0.05%
23,389
+2,668
+13% +$72.5K
VTWO icon
259
Vanguard Russell 2000 ETF
VTWO
$17.2B
$594K 0.05%
6,536
-22
-0.3% -$2.01K
USB icon
260
US Bancorp
USB
$97.9B
$590K 0.05%
10,868
+836
+8% +$49.4K
SHY icon
261
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$577K 0.05%
6,745
-506
-7% -$43.4K
CG icon
262
Carlyle Group
CG
$16.1B
$575K 0.05%
10,551
-2,407
-19% -$131K
NKE icon
263
Nike
NKE
$64.1B
$575K 0.05%
3,478
+441
+15% +$72.7K
LIT icon
264
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$571K 0.05%
6,737
+3,639
+117% +$323K
XLV icon
265
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$570K 0.05%
4,049
+11
+0.3% +$1.46K
ZVRA icon
266
Zevra Therapeutics
ZVRA
$578M
$564K 0.05%
60,954
+4,427
+8% +$39.5K
FLOT icon
267
iShares Floating Rate Bond ETF
FLOT
$10.2B
$561K 0.05%
11,065
+2,510
+29% +$127K
JPST icon
268
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$561K 0.05%
+11,109
New +$562K
SPGI icon
269
S&P Global
SPGI
$124B
$558K 0.05%
1,195
+68
+6% +$31.1K
QAI icon
270
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
$555K 0.05%
+17,476
New +$558K
VEU icon
271
Vanguard FTSE All-World ex-US ETF
VEU
$64.9B
$555K 0.05%
9,015
+159
+2% +$9.84K
ISRG icon
272
Intuitive Surgical
ISRG
$127B
$553K 0.05%
1,536
-90
-6% -$31K
AMAT icon
273
Applied Materials
AMAT
$347B
$550K 0.05%
3,460
+533
+18% +$77.2K
ASML icon
274
ASML
ASML
$596B
$550K 0.05%
690
+23
+3% +$18.3K
BNDX icon
275
Vanguard Total International Bond ETF
BNDX
$82B
$548K 0.05%
9,931
+1,382
+16% +$78.5K
9 10
11
12 13

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Arete Wealth Advisors held 536 positions worth $1.17B, up 29% from $907M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $203M of net new capital in Q4 2021, opening 125 new positions and adding to 280 existing holdings. Its largest new stake was Abbott: 225,207 shares worth $31.7M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $4.9M trimmed.

  • Arete Wealth Advisors's largest Q4 2021 buy was Abbott: 225,207 shares worth $31.7M.
  • Arete Wealth Advisors added most to AbbVie in Q4 2021, an estimated $33M increase.
  • Arete Wealth Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.9M.
  • Arete Wealth Advisors fully exited Berkshire Hathaway Class A in Q4 2021, selling an estimated $5.76M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $1.17B portfolio in Q4 2021.
  • Arete Wealth Advisors opened 125 new positions and closed 33 in Q4 2021.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $1.17B.

Based on Arete Wealth Advisors's 13F filing for Q4 2021, filed 7 Feb 2022.