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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XTJA icon
2401
Innovator US Equity Accelerated Plus ETF January
XTJA
$20.3M
$633 ﹤0.01%
20
– –
DIVZ icon
2402
Polen Dividend Income ETF
DIVZ
$303M
$630 ﹤0.01%
17
-49
-74% -$1.76K
QTJA icon
2403
Innovator Growth Accelerated Plus ETF January
QTJA
$19.9M
$596 ﹤0.01%
20
– –
EMNT icon
2404
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
$591 ﹤0.01%
6
– –
COCHW icon
2405
Envoy Medical Warrant
COCHW
$375K
$589 ﹤0.01%
+15,152
New +$705
RAAX icon
2406
VanEck Inflation Allocation ETF
RAAX
$1.11B
$587 ﹤0.01%
17
– –
DIG icon
2407
ProShares Ultra Energy
DIG
$80.6M
$577 ﹤0.01%
+16
New +$574
DMXF icon
2408
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$526 ﹤0.01%
7
– –
XSLV icon
2409
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$464 ﹤0.01%
10
– –
WCBR
2410
WisdomTree Cybersecurity Fund
WCBR
$104M
$446 ﹤0.01%
+16
New +$484
ELD icon
2411
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$438 ﹤0.01%
15
– –
FDIV icon
2412
MarketDesk Focused US Dividend ETF
FDIV
$68M
$433 ﹤0.01%
+16
New +$428
BSVO icon
2413
EA Bridgeway Omni Small-Cap Value ETF
BSVO
$2.42B
$419 ﹤0.01%
18
-9,361
-100% -$215K
CNBS icon
2414
Amplify Seymour Cannabis ETF
CNBS
$67.7M
$397 ﹤0.01%
14
– –
SCYB icon
2415
Schwab High Yield Bond ETF
SCYB
$2.72B
$396 ﹤0.01%
15
-28
-65% -$741
NDOW
2416
Anydrus Advantage ETF
NDOW
$66.6M
$358 ﹤0.01%
13
– –
BUZZ icon
2417
VanEck Social Sentiment ETF
BUZZ
$85.7M
$325 ﹤0.01%
10
– –
NERD icon
2418
Roundhill Video Games ETF
NERD
$15.2M
$314 ﹤0.01%
+13
New +$337
RSEE icon
2419
Rareview Systematic Equity ETF
RSEE
$69.5M
$308 ﹤0.01%
9
– –
QMAR icon
2420
FT Vest Growth-100 Buffer ETF March
QMAR
$553M
$231 ﹤0.01%
7
– –
SMMD icon
2421
iShares Russell 2500 ETF
SMMD
$3.53B
$225 ﹤0.01%
3
– –
FIAT
2422
YieldMax Short COIN Option Income Strategy ETF
FIAT
$35.2M
$224 ﹤0.01%
8
-1
-11% -$26
JUNZ icon
2423
TrueShares Structured Outcome June ETF
JUNZ
$29.9M
$196 ﹤0.01%
6
– –
SDOW icon
2424
ProShares UltraPro Short Dow 30
SDOW
$170M
$192 ﹤0.01%
+6
New +$204
YMAR icon
2425
FT Vest International Equity Moderate Buffer ETF March
YMAR
$160M
$189 ﹤0.01%
7
– –
95 96
97
98 99

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.