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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+2.33%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$17.4B
AUM Growth
+$1.74B
Cap. Flow
+$1.47B
Cap. Flow %
8.41%
Top 10 Hldgs %
21.8%
Holding
2,578
New
301
Increased
1,225
Reduced
675
Closed
126

Top Buys

Rank Stock Value
1
SIXO icon
AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF
SIXO
+$134M
2
OCTW icon
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
+$85.6M
3
MSFT icon
Microsoft
MSFT
+$76M
4
GSEP icon
FT Vest US Equity Moderate Buffer ETF September
GSEP
+$61.5M
5
NVDA icon
NVIDIA
NVDA
+$51.1M

Top Sells

Rank Stock Value
1
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$136M
2
DECW icon
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
+$76.5M
3
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$60.6M
4
TMO icon
Thermo Fisher Scientific
TMO
+$36M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$30M

Sector Composition

Rank Sector Weight
1 Technology 16.13%
2 Financials 7.59%
3 Consumer Discretionary 4.58%
4 Communication Services 4.57%
5 Consumer Staples 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAPR icon
2301
Innovator Emerging Markets Power Buffer ETF April
EAPR
$99.5M
$2.97K ﹤0.01%
100
– –
FLSW icon
2302
Franklin FTSE Switzerland ETF
FLSW
$82.4M
$2.94K ﹤0.01%
71
– –
FLIN icon
2303
Franklin FTSE India ETF
FLIN
$2.74B
$2.93K ﹤0.01%
76
+38
+100% +$1.47K
TOKE
2304
DELISTED
Cambria Cannabis ETF
TOKE
$2.93K ﹤0.01%
475
– –
RWM icon
2305
ProShares Short Russell2000
RWM
$133M
$2.88K ﹤0.01%
+176
New +$2.91K
SPY icon
2306
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$2.88K ﹤0.01%
+400
New +$270K
IEZ icon
2307
iShares US Oil Equipment & Services ETF
IEZ
$346M
$2.86K ﹤0.01%
137
+84
+158% +$1.71K
GEF icon
2308
Greif
GEF
$4.95B
$2.84K ﹤0.01%
42
– –
FLUD icon
2309
Franklin Ultra Short Bond ETF
FLUD
$562M
$2.8K ﹤0.01%
112
-79
-41% -$1.98K
JFLX
2310
JPMorgan Flexible Debt ETF
JFLX
$1.42B
$2.78K ﹤0.01%
55
– –
UBT icon
2311
ProShares Ultra 20+ Year Treasury
UBT
$57.5M
$2.78K ﹤0.01%
+168
New +$2.93K
JPEM icon
2312
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$382M
$2.78K ﹤0.01%
46
-94
-67% -$5.65K
SMOT icon
2313
VanEck Morningstar SMID Moat ETF
SMOT
$338M
$2.75K ﹤0.01%
76
-11
-13% -$397
EELV icon
2314
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$2.63K ﹤0.01%
96
– –
BKAG icon
2315
BNY Mellon Core Bond ETF
BKAG
$2.17B
$2.5K ﹤0.01%
+59
New +$2.51K
MAYZ icon
2316
TrueShares Structured Outcome May ETF
MAYZ
$31.2M
$2.49K ﹤0.01%
74
-12
-14% -$407
EMTL
2317
DELISTED
State Street DoubleLine Emerging Markets Fixed Income ETF
EMTL
$2.47K ﹤0.01%
57
– –
MAXJ
2318
iShares Large Cap Max Buffer Jun ETF
MAXJ
$152M
$2.42K ﹤0.01%
86
– –
ADFI
2319
DELISTED
Anfield Dynamic Fixed Income ETF
ADFI
$2.38K ﹤0.01%
277
-156
-36% -$1.34K
HDGE icon
2320
AdvisorShares Ranger Equity Bear ETF
HDGE
$58.3M
$2.37K ﹤0.01%
+148
New +$2.46K
TWM icon
2321
ProShares UltraShort Russell2000
TWM
$45M
$2.37K ﹤0.01%
+74
New +$2.42K
OCTH icon
2322
Innovator Premium Income 20 Barrier ETF October
OCTH
$18.1M
$2.25K ﹤0.01%
+94
New +$2.26K
SHE icon
2323
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$318M
$2.25K ﹤0.01%
17
– –
MRGR icon
2324
ProShares Merger ETF
MRGR
$15.9M
$2.23K ﹤0.01%
50
– –
PID icon
2325
Invesco International Dividend Achievers ETF
PID
$936M
$2.2K ﹤0.01%
+100
New +$2.17K
91 92
93
94 95

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2025 Portfolio in Review

As of Q4 2025, AE Wealth Management held 2,578 positions worth $17.4B, up 11% from $15.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.47B of net new capital in Q4 2025, opening 301 new positions and adding to 1,225 existing holdings. Its largest new stake was Dover: 127,807 shares worth $25M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, an estimated $136M trimmed.

  • AE Wealth Management's largest Q4 2025 buy was Dover: 127,807 shares worth $25M.
  • AE Wealth Management added most to AllianzIM U.S. Equity 6 Month Buffer10 Apr/Oct ETF in Q4 2025, an estimated $134M increase.
  • AE Wealth Management's biggest Q4 2025 reduction was AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF, cutting an estimated $136M.
  • AE Wealth Management fully exited Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q4 2025, selling an estimated $3.9M.
  • AE Wealth Management's ten largest holdings make up 22% of its $17.4B portfolio in Q4 2025.
  • AE Wealth Management opened 301 new positions and closed 126 in Q4 2025.
  • AE Wealth Management's portfolio value rose 11% quarter-over-quarter to $17.4B.

Based on AE Wealth Management's 13F filing for Q4 2025, filed 26 Jan 2026.